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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$318K +$18.9K +1,438 +6%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$278K +$45.6K +3,468 +18%
Stifel Financial
28
Stifel Financial
Missouri
$275K -$158K -12,000 -35%
FIA
29
Foundations Investment Advisors
Arizona
$271K +$94K +7,152 +45%
6M
30
6 Meridian
Kansas
$245K +$261K +19,845 New
LJAC
31
L.J. Altfest & Co
New York
$217K +$11.8K +898 +5%
LCM
32
Landscape Capital Management
New Jersey
$191K +$203K +15,441 New
WAM
33
Weiss Asset Management
Massachusetts
$189K +$201K +15,265 New
LSC
34
Logan Stone Capital
Illinois
$174K +$185K +14,052 New
CAN
35
Claraphi Advisory Network
United States
$169K +$180K +13,700 New
Millennium Management
36
Millennium Management
New York
$162K +$172K +13,112 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$148K
MIC
38
Meridian Investment Counsel
California
$147K
DA
39
Doliver Advisors
Texas
$141K +$14.6K +1,113 +9%
LPL Financial
40
LPL Financial
California
$139K -$11.3K -859 -7%
LC
41
Lindbrook Capital
California
$25K +$26.3K +2,000 New
BAM
42
Baldrige Asset Management
Pennsylvania
$23K
Bank of America
43
Bank of America
North Carolina
$20K -$132K -10,027 -86%
GWSG
44
GPS Wealth Strategies Group
Colorado
$5K +$407 +31 +9%
BWL
45
Bogart Wealth LLC
Virginia
$5K +$460 +35 +9%
NFG
46
Next Financial Group
Texas
$4K +$3.86K +294 New
Bessemer Group
47
Bessemer Group
New Jersey
$4K +$3.9K +297 New
PA
48
Parallel Advisors
California
$2K
DJYG
49
David J. Yvars Group
Florida
-$236K -17,655 Closed
RJT
50
Raymond James Trust
Florida
-$236K -17,655 Closed