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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$138K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$126K -$51.3K -4,963 -31%
Bank of America
28
Bank of America
North Carolina
$89K
Osaic Holdings
29
Osaic Holdings
Arizona
$47K +$21.7K +2,100 +105%
PAG
30
Private Advisor Group
New Jersey
$31K +$27.9K +2,696 New
RFA
31
Reilly Financial Advisors
California
$9K
TRCT
32
Tower Research Capital (TRC)
New York
$3K +$3.1K +300 New
AWM
33
Avior Wealth Management
Nebraska
$1K
SFS
34
Shaker Financial Services
Virginia
-$1.07M -125,091 Closed
WAM
35
Wolverine Asset Management
Illinois
-$348K -40,608 Closed
MC
36
Matisse Capital
Oregon
-$337K -39,317 Closed
MA
37
MUFG Americas
New York
-$197K -22,905 Closed
LCM
38
Landscape Capital Management
New Jersey
-$194K -22,601 Closed
Kovitz Investment Group Partners
39
Kovitz Investment Group Partners
Illinois
-$177K -20,600 Closed
DA
40
Doliver Advisors
Texas
-$186K -18,895 Closed
IWM
41
IHT Wealth Management
Illinois
-$158K -18,391 Closed
Goldman Sachs
42
Goldman Sachs
New York
-$102K -11,900 Closed
SCM
43
Saba Capital Management
New York
-$86K -10,000 Closed
RFM
44
Royal Fund Management
Florida
-$11K -1,367 Closed
PA
45
Parallel Advisors
California
-$6K -750 Closed