DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

48 hedge funds and large institutions have $38M invested in Western Asset Mortgage Opportunity Fund in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
18
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$2.03M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$2.71M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.77M
4
Morgan Stanley
4
Morgan Stanley
New York
$4.15M
5
MC
5
Moors & Cabot
Massachusetts
$256K

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$242K
2
SIA
2
Sit Investment Associates
Minnesota
$4.52M
3
IWC
3
Integrated Wealth Concepts
Massachusetts
$5.69M
4
RJA
4
Raymond James & Associates
Florida
$0
5
GC
5
Guggenheim Capital
Illinois
$1.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
MC
26
Moors & Cabot
Massachusetts
$256K +$256K +23,800 New
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$242K -$2.05M -190,664 -89%
SWM
28
SeaCrest Wealth Management
New York
$195K +$19.1K +1,776 +11%
OC
29
Oppenheimer & Co
New York
$186K -$10.5K -973 -5%
QCIG
30
Quad-Cities Investment Group
Iowa
$146K -$226K -20,989 -61%
ICMP
31
Integrated Capital Management (Pennsylvania)
Pennsylvania
$144K +$1.87K +174 +1%
SA
32
SFI Advisors
New Jersey
$142K – – –
Ameriprise
33
Ameriprise
Minnesota
$136K – – –
SWM
34
Stockman Wealth Management
Montana
$130K +$130K +12,100 New
Baird Financial Group
35
Baird Financial Group
Wisconsin
$115K +$3.14K +290 +3%
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$110K -$17.9K -1,661 -14%
ASN
37
Advisory Services Network
Georgia
$91.3K +$91.3K +8,474 New
CA
38
CoreCap Advisors
Michigan
$71.7K +$71.7K +6,655 New
MCC
39
Money Concepts Capital
Florida
$23.4K +$23.4K +2,170 New
AC
40
Almitas Capital
California
$11.1K +$11.1K +1,030 New
SPIA
41
Steward Partners Investment Advisory
New York
$10.8K – – –
CFO
42
CVA Family Office
Colorado
$9.96K – – –
BAM
43
Belpointe Asset Management
Nevada
$7.54K +$7.54K +700 New
CFGS
44
Concourse Financial Group Securities
Alabama
$7K – – –
POIA
45
Pin Oak Investment Advisors
Texas
$5K +$5K +450 New
IA
46
IFP Advisors
Florida
$1K +$425 +17 +74%
Citigroup
47
Citigroup
New York
$43 – – –
Wells Fargo
48
Wells Fargo
California
$11 -$3.3K -300 -100%
RJA
49
Raymond James & Associates
Florida
– -$384K -34,582 Closed
LCM
50
Landscape Capital Management
New Jersey
– -$214K -19,277 Closed
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