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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$12.6M -$942K -40,714 -7%
OA
2
Oxbow Advisors
Texas
$8.88M +$311K +13,445 +3%
RJA
3
Raymond James & Associates
Florida
$5.41M -$1.02M -44,120 -15%
Wells Fargo
4
Wells Fargo
California
$3.98M -$193K -8,350 -4%
Cohen & Steers
5
Cohen & Steers
New York
$2.97M
FFA
6
First Foundation Advisors
California
$2.66M +$1.98M +85,764 +255%
LPL Financial
7
LPL Financial
California
$2.38M +$356K +15,396 +17%
UBS Group
8
UBS Group
Switzerland
$2.28M +$74.9K +3,237 +3%
MC
9
Mathes Company
New York
$1.56M +$116K +5,000 +8%
ACP
10
Aviance Capital Partners
Florida
$1.52M -$9.37K -405 -0.6%
SIA
11
SeaBridge Investment Advisors
New Jersey
$1.21M +$710K +30,695 +131%
VKH
12
Virtu KCG Holdings
New York
$1.11M +$1.15M +49,862 New
First Trust Advisors
13
First Trust Advisors
Illinois
$1.06M
GC
14
Guggenheim Capital
Illinois
$938K +$563K +24,317 +137%
Morgan Stanley
15
Morgan Stanley
New York
$931K +$93.4K +4,037 +11%
COLIM
16
City of London Investment Management
United Kingdom
$866K +$900K +38,903 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$691K +$80.7K +3,490 +13%
CCM
18
Covington Capital Management
California
$690K +$715K +30,925 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$498K -$88.5K -3,824 -15%
BW
20
Bison Wealth
Georgia
$490K +$511K +22,109 New
CW
21
Cobiz Wealth
Colorado
$469K +$486K +21,000 New
Stifel Financial
22
Stifel Financial
Missouri
$438K +$85K +3,675 +23%
CAN
23
Cetera Advisor Networks
California
$408K
SAM
24
SignalPoint Asset Management
Missouri
$352K
WAM
25
Wolverine Asset Management
Illinois
$330K +$343K +14,824 New