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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$14.1M -$344K -14,690 -2%
OA
2
Oxbow Advisors
Texas
$9M -$78.3K -3,345 -0.9%
RJA
3
Raymond James & Associates
Florida
$6.71M -$112K -4,772 -2%
Wells Fargo
4
Wells Fargo
California
$4.37M -$75.6K -3,229 -2%
Cohen & Steers
5
Cohen & Steers
New York
$3.12M -$22.8K -974 -0.7%
UBS Group
6
UBS Group
Switzerland
$2.31M +$10.3K +440 +0.4%
LPL Financial
7
LPL Financial
California
$2.16M +$4.96K +212 +0.2%
ACP
8
Aviance Capital Partners
Florida
$1.6M +$719K +30,739 +81%
MC
9
Mathes Company
New York
$1.52M +$269K +11,500 +21%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.12M +$225K +9,603 +25%
Morgan Stanley
11
Morgan Stanley
New York
$881K +$167K +7,152 +23%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$846K -$9.15K -391 -1%
FFA
13
First Foundation Advisors
California
$788K -$997K -42,591 -56%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$644K -$162K -6,916 -20%
MGAM
15
McGowan Group Asset Management
Texas
$615K +$27.4K +1,170 +5%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$611K +$45.6K +1,949 +8%
SIA
17
SeaBridge Investment Advisors
New Jersey
$548K +$547K +23,390 New
GC
18
Guggenheim Capital
Illinois
$414K +$414K +17,704 New
CAN
19
Cetera Advisor Networks
California
$408K +$141K +6,013 +53%
Stifel Financial
20
Stifel Financial
Missouri
$374K +$97.2K +4,155 +35%
SAM
21
SignalPoint Asset Management
Missouri
$352K +$1.69K +72 +0.5%
JP Morgan Chase
22
JP Morgan Chase
New York
$295K
PFS
23
Prospera Financial Services
Texas
$276K -$329K -14,061 -54%
Deutsche Bank
24
Deutsche Bank
Germany
$250K +$125K +5,360 +100%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$166K +$82.3K +3,518 +99%