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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$19.4M +$20.1M +975,313 New
Cohen & Steers
2
Cohen & Steers
New York
$9.01M +$865K +42,000 +10%
Invesco
3
Invesco
Georgia
$6.21M +$179K +8,693 +3%
MP
4
Mangrove Partners
Connecticut
$5.75M -$3.53M -171,443 -37%
GC
5
Guggenheim Capital
Illinois
$5.49M +$1.71M +83,008 +43%
LPL Financial
6
LPL Financial
California
$5.28M -$204K -9,922 -4%
Kovitz Investment Group Partners
7
Kovitz Investment Group Partners
Illinois
$4.17M -$420K -20,398 -9%
Wells Fargo
8
Wells Fargo
California
$3.82M +$450K +21,877 +13%
Ameriprise
9
Ameriprise
Minnesota
$3.73M -$267K -12,972 -6%
Morgan Stanley
10
Morgan Stanley
New York
$3.64M +$140K +6,798 +4%
WA
11
Whipplewood Advisors
Colorado
$2.8M +$2.89M +140,478 New
SAM
12
Smith Asset Management
Florida
$1.89M +$1.96M +95,016 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.77M +$31.5K +1,532 +2%
SFS
14
Shaker Financial Services
Virginia
$1.5M +$637K +30,925 +70%
1W
15
1776 Wealth
Georgia
$1.25M -$21.9K -1,066 -2%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.2M +$15.8K +767 +1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.08M -$37.9K -1,841 -3%
SFG
18
Seamount Financial Group
Colorado
$979K -$197K -9,553 -16%
HWAM
19
Hennion & Walsh Asset Management
New Jersey
$914K +$548K +26,601 +138%
Osaic Holdings
20
Osaic Holdings
Arizona
$880K +$147K +7,136 +19%
Pathstone Holdings
21
Pathstone Holdings
New Jersey
$862K +$889K +43,204 New
SIC
22
Samalin Investment Counsel
New York
$813K +$35.8K +1,738 +4%
SIA
23
Sit Investment Associates
Minnesota
$755K +$780K +37,875 New
PAG
24
Private Advisor Group
New Jersey
$736K +$9.28K +451 +1%
CAL
25
Capital Analysts LLC
Pennsylvania
$708K +$65K +3,156 +10%