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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$12.4M -$691K -30,309 -5%
MGAM
2
McGowan Group Asset Management
Texas
$8.59M +$1.65M +72,373 +25%
Invesco
3
Invesco
Georgia
$7.91M -$2.7M -118,417 -26%
LPL Financial
4
LPL Financial
California
$5.94M +$440K +19,295 +8%
RJA
5
Raymond James & Associates
Florida
$5.76M +$171K +7,509 +3%
Cohen & Steers
6
Cohen & Steers
New York
$5.04M +$1.24M +54,498 +34%
Wells Fargo
7
Wells Fargo
California
$2.9M -$248K -10,885 -8%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.44M +$410K +17,971 +21%
UBS Group
9
UBS Group
Switzerland
$2.26M +$5.38K +236 +0.2%
ACP
10
Aviance Capital Partners
Florida
$1.79M -$133K -5,840 -7%
MC
11
Mathes Company
New York
$1.72M -$22.8K -1,000 -1%
FFA
12
First Foundation Advisors
California
$1.47M -$1.39M -60,903 -49%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.45M -$35.6K -1,560 -2%
GC
14
Guggenheim Capital
Illinois
$1.4M +$157K +6,905 +13%
Morgan Stanley
15
Morgan Stanley
New York
$1.24M +$74.7K +3,278 +7%
First Trust Advisors
16
First Trust Advisors
Illinois
$954K -$164K -7,200 -15%
CCM
17
Covington Capital Management
California
$701K -$25.6K -1,125 -4%
Stifel Financial
18
Stifel Financial
Missouri
$563K +$56.3K +2,470 +12%
CAN
19
Cetera Advisor Networks
California
$556K -$13.7K -600 -2%
CW
20
Cobiz Wealth
Colorado
$494K
BW
21
Bison Wealth
Georgia
$470K -$46 -2 -0%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$447K -$37.8K -1,658 -8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$444K -$94.7K -4,154 -18%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$272K +$91 +4 +0%
SAM
25
SignalPoint Asset Management
Missouri
$234K +$1.34K +59 +0.6%