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Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James & Associates
1
Raymond James & Associates
Florida
$7.49M -$181K -7,251 -2%
Lucia Wealth Services
2
Lucia Wealth Services
California
$5.31M +$1.45M +58,175 +36%
Invesco
3
Invesco
Georgia
$4.38M -$1.18M -47,221 -21%
Wells Fargo
4
Wells Fargo
California
$3.25M -$699K -27,955 -17%
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
$2.49M +$2.58M +103,000 New
LPL Financial
6
LPL Financial
California
$2.38M +$277K +11,095 +13%
Ladenburg Thalmann Financial Services
7
Ladenburg Thalmann Financial Services
Florida
$2.28M -$305K -12,201 -11%
First Foundation Advisors
8
First Foundation Advisors
California
$2.05M -$11.7K -467 -0.5%
Morgan Stanley
9
Morgan Stanley
New York
$2M +$192K +7,680 +10%
Aviance Capital Partners
10
Aviance Capital Partners
Florida
$1.55M -$6.35K -254 -0.4%
Mathes Company
11
Mathes Company
New York
$1.48M +$103K +4,100 +7%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.14M +$49.2K +1,968 +4%
UBS Group
13
UBS Group
Switzerland
$1.07M +$393K +15,725 +55%
Wolverine Asset Management
14
Wolverine Asset Management
Illinois
$1.02M +$1.06M +42,190 New
Cohen & Steers
15
Cohen & Steers
New York
$1M +$98.1K +3,921 +10%
Guggenheim Capital
16
Guggenheim Capital
Illinois
$983K -$31.2K -1,249 -3%
Doliver Advisors
17
Doliver Advisors
Texas
$786K +$813K +32,528 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$723K +$253K +10,129 +51%
Covington Capital Management
19
Covington Capital Management
California
$686K -$250K -10,000 -26%
Adirondack Research & Management
20
Adirondack Research & Management
New York
$607K +$660K +26,400 New
Meridian Wealth Management
21
Meridian Wealth Management
Kentucky
$528K +$9.48K +379 +2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$504K -$56K -2,238 -10%
Ameriprise
23
Ameriprise
Minnesota
$484K -$377K -15,085 -43%
Merit Financial Group
24
Merit Financial Group
Georgia
$407K +$103K +4,115 +32%
Bison Wealth
25
Bison Wealth
Georgia
$397K +$25 +1 +0%