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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$24.9M +$491K +23,166 +2%
SIA
2
Sit Investment Associates
Minnesota
$11.7M +$2.89M +136,241 +31%
Cohen & Steers
3
Cohen & Steers
New York
$9.56M +$318K +15,000 +3%
Invesco
4
Invesco
Georgia
$6.06M -$153K -7,219 -2%
GC
5
Guggenheim Capital
Illinois
$4.87M -$1.24M -58,450 -19%
Wells Fargo
6
Wells Fargo
California
$4.76M -$893K -42,153 -15%
LPL Financial
7
LPL Financial
California
$3.79M -$155K -7,294 -4%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$3.52M +$360K +17,018 +11%
Focus Partners Wealth
9
Focus Partners Wealth
Massachusetts
$2.87M -$121K -5,693 -4%
Morgan Stanley
10
Morgan Stanley
New York
$2.38M -$224K -10,569 -8%
1CP
11
1607 Capital Partners
Virginia
$2.16M +$12.7K +600 +0.6%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$1.95M -$96.7K -4,567 -4%
SAM
13
Smith Asset Management
Florida
$1.91M -$38.5K -1,817 -2%
WA
14
Whipplewood Advisors
Colorado
$1.9M -$1.4K -66 -0.1%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.82M -$70.9K -3,347 -4%
Ameriprise
16
Ameriprise
Minnesota
$1.79M +$35.8K +1,691 +2%
RWM
17
Revisor Wealth Management
Ohio
$1.22M -$22.3K -1,055 -2%
1W
18
1776 Wealth
Georgia
$1.04M -$1.99K -94 -0.2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.02M +$52.5K +2,479 +5%
Osaic Holdings
20
Osaic Holdings
Arizona
$954K -$16.5K -780 -2%
SFG
21
Seamount Financial Group
Colorado
$903K -$44.2K -2,088 -4%
CEFA
22
Closed-End Fund Advisors
Virginia
$883K -$21.5K -1,013 -2%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$855K +$41.2K +1,945 +5%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$847K +$143K +6,757 +19%
PS
25
Principal Securities
Iowa
$827K +$41.2K +1,944 +5%