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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$8.46M +$138K +5,192 +2%
Invesco
2
Invesco
Georgia
$6.09M -$617K -23,288 -9%
Wells Fargo
3
Wells Fargo
California
$4.33M +$339K +12,796 +9%
LWS
4
Lucia Wealth Services
California
$4.31M +$4.29M +161,656 New
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.84M +$2.04M +76,869 +261%
LPL Financial
6
LPL Financial
California
$2.33M +$39.4K +1,485 +2%
FFA
7
First Foundation Advisors
California
$2.27M +$146K +5,502 +7%
Morgan Stanley
8
Morgan Stanley
New York
$2M -$54.3K -2,048 -3%
ACP
9
Aviance Capital Partners
Florida
$1.72M -$29.4K -1,109 -2%
MC
10
Mathes Company
New York
$1.52M -$345K -13,025 -19%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.2M +$498K +18,794 +71%
GC
12
Guggenheim Capital
Illinois
$1.12M -$1.1M -41,634 -50%
CCM
13
Covington Capital Management
California
$1.02M -$15.9K -600 -2%
Cohen & Steers
14
Cohen & Steers
New York
$1M +$196K +7,406 +25%
Ameriprise
15
Ameriprise
Minnesota
$936K +$521K +19,642 +127%
UBS Group
16
UBS Group
Switzerland
$759K +$331K +12,489 +78%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$616K -$106K -3,985 -15%
MWM
18
Meridian Wealth Management
Kentucky
$574K +$9.63K +363 +2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$528K +$18.6K +701 +4%
AIM
20
Advantage Investment Management
Iowa
$454K -$50.4K -1,900 -10%
BW
21
Bison Wealth
Georgia
$438K +$27 +1 +0%
XS
22
XML Securities
Maryland
$436K +$434K +16,384 New
Millennium Management
23
Millennium Management
New York
$388K +$386K +14,541 New
CAN
24
Cetera Advisor Networks
California
$386K +$52.9K +1,995 +16%
MFG
25
Merit Financial Group
Georgia
$339K +$338K +12,745 New