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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$7.89M -$275K -11,395 -3%
RJA
2
Raymond James & Associates
Florida
$7.64M +$634K +26,265 +9%
LWS
3
Lucia Wealth Services
California
$5.55M -$159K -6,602 -3%
Cohen & Steers
4
Cohen & Steers
New York
$5.26M +$2.31M +95,576 +73%
Invesco
5
Invesco
Georgia
$5.03M +$1.13M +46,968 +28%
Wells Fargo
6
Wells Fargo
California
$4.67M +$1.37M +56,845 +39%
LPL Financial
7
LPL Financial
California
$2.66M +$182K +7,559 +7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.15M -$150K -6,204 -6%
FFA
9
First Foundation Advisors
California
$2.11M -$137K -5,667 -6%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.07M -$118K -4,902 -5%
Morgan Stanley
11
Morgan Stanley
New York
$1.53M +$101K +4,186 +7%
ACP
12
Aviance Capital Partners
Florida
$1.47M +$43.7K +1,810 +3%
MC
13
Mathes Company
New York
$1.41M -$4.83K -200 -0.3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.28M -$70.1K -2,906 -5%
UBS Group
15
UBS Group
Switzerland
$1.09M +$12.6K +522 +1%
GC
16
Guggenheim Capital
Illinois
$799K -$148K -6,144 -15%
CCM
17
Covington Capital Management
California
$636K
PAG
18
Private Advisor Group
New Jersey
$595K +$186K +7,706 +43%
ARM
19
Adirondack Research & Management
New York
$575K +$8.44K +350 +1%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$560K +$60.5K +2,506 +12%
MWM
21
Meridian Wealth Management
Kentucky
$544K +$35K +1,452 +7%
Ameriprise
22
Ameriprise
Minnesota
$510K +$74.7K +3,096 +17%
RJT
23
Raymond James Trust
Florida
$413K +$24K +993 +6%
BW
24
Bison Wealth
Georgia
$381K +$24 +1 +0%
MFG
25
Merit Financial Group
Georgia
$370K +$3.57K +148 +0.9%