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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$22.2M +$1.84M +92,266 +9%
Cohen & Steers
2
Cohen & Steers
New York
$9.47M +$99.6K +5,000 +1%
GC
3
Guggenheim Capital
Illinois
$7.09M +$670K +33,652 +11%
Invesco
4
Invesco
Georgia
$6.37M +$186K +9,360 +3%
LPL Financial
5
LPL Financial
California
$5.49M -$291K -14,595 -5%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$4.52M -$131K -6,555 -3%
Wells Fargo
7
Wells Fargo
California
$3.86M -$805K -40,396 -18%
Kovitz Investment Group Partners
8
Kovitz Investment Group Partners
Illinois
$3.31M -$399K -20,019 -11%
Morgan Stanley
9
Morgan Stanley
New York
$3.28M +$62K +3,114 +2%
Ameriprise
10
Ameriprise
Minnesota
$3.18M -$449K -22,526 -13%
SFS
11
Shaker Financial Services
Virginia
$2.69M +$1.14M +56,988 +77%
SAM
12
Smith Asset Management
Florida
$2.05M +$39.7K +1,993 +2%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$2.03M +$784K +39,334 +66%
WA
14
Whipplewood Advisors
Colorado
$1.93M +$1.81M +90,735 +2,792%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.84M +$65.2K +3,272 +4%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.41M +$21.6K +1,086 +2%
RWM
17
Revisor Wealth Management
Ohio
$1.38M -$11.1K -557 -0.8%
1W
18
1776 Wealth
Georgia
$1.24M -$18.9K -948 -2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.19M -$558 -28 -0%
SIA
20
Sit Investment Associates
Minnesota
$1.12M +$324K +16,252 +43%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.03M +$116K +5,805 +13%
SFG
22
Seamount Financial Group
Colorado
$979K -$66.9K -3,360 -7%
SIC
23
Samalin Investment Counsel
New York
$925K +$31.7K +1,592 +4%
SA
24
Strategic Advocates
Utah
$902K +$67.6K +3,394 +8%
AC
25
AlphaCore Capital
California
$811K +$96.3K +4,832 +14%