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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$10.3M +$1.38M +78,677 +15%
MP
2
Mangrove Partners
Connecticut
$6.81M
Cohen & Steers
3
Cohen & Steers
New York
$4.67M +$403K +23,000 +9%
Invesco
4
Invesco
Georgia
$4.43M +$142K +8,112 +3%
LPL Financial
5
LPL Financial
California
$3.98M -$108K -6,152 -3%
Ameriprise
6
Ameriprise
Minnesota
$3.47M +$1.48M +84,730 +69%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.34M -$74.4K -4,250 -3%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.83M +$772K +44,105 +68%
Morgan Stanley
9
Morgan Stanley
New York
$1.74M +$163K +9,280 +10%
RL
10
RPO LLC
Connecticut
$1.45M +$1.52M +86,745 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.3M +$89.7K +5,120 +7%
GC
12
Guggenheim Capital
Illinois
$1.15M +$58.2K +3,324 +5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$951K -$193 -11 -0%
RWM
14
Revisor Wealth Management
Ohio
$936K +$977K +55,796 New
WAM
15
Wolverine Asset Management
Illinois
$900K +$758K +43,274 +416%
PAG
16
Private Advisor Group
New Jersey
$727K -$1.43M -81,426 -65%
BFM
17
Boothbay Fund Management
New York
$655K +$684K +39,035 New
Millennium Management
18
Millennium Management
New York
$626K +$141K +8,047 +27%
NA
19
NewEdge Advisors
Louisiana
$565K +$310K +17,698 +111%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$564K +$144K +8,209 +32%
CSPIA
21
Cary Street Partners Investment Advisory
Virginia
$506K
CF
22
Centaurus Financial
California
$489K -$117K -6,673 -19%
BPA
23
Beacon Pointe Advisors
California
$486K +$508K +28,982 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$469K +$314K +17,945 +179%
MC
25
Mathes Company
New York
$468K -$166K -9,450 -25%