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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$11.2M -$1.37M -61,390 -11%
OA
2
Oxbow Advisors
Texas
$9.69M +$780K +35,073 +9%
MGAM
3
McGowan Group Asset Management
Texas
$6.61M +$6.57M +295,128 New
RJA
4
Raymond James & Associates
Florida
$5.29M -$138K -6,222 -3%
Cohen & Steers
5
Cohen & Steers
New York
$3.54M +$554K +24,885 +19%
Wells Fargo
6
Wells Fargo
California
$3.13M -$854K -38,390 -22%
FFA
7
First Foundation Advisors
California
$2.86M +$183K +8,233 +7%
LPL Financial
8
LPL Financial
California
$2.73M +$344K +15,461 +14%
UBS Group
9
UBS Group
Switzerland
$2.02M -$261K -11,715 -11%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.89M +$1.88M +84,595 New
MC
11
Mathes Company
New York
$1.63M +$55.6K +2,500 +4%
ACP
12
Aviance Capital Partners
Florida
$1.52M -$8.01K -360 -0.5%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.29M +$74.8K +3,360 +6%
GC
14
Guggenheim Capital
Illinois
$1.09M +$151K +6,782 +16%
First Trust Advisors
15
First Trust Advisors
Illinois
$1.07M
Morgan Stanley
16
Morgan Stanley
New York
$968K +$34.7K +1,560 +4%
CCM
17
Covington Capital Management
California
$692K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$645K -$47.9K -2,151 -7%
Stifel Financial
19
Stifel Financial
Missouri
$487K +$47.3K +2,125 +11%
PPA
20
Parametric Portfolio Associates
Washington
$480K +$478K +21,467 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$473K -$25.7K -1,153 -5%
CW
22
Cobiz Wealth
Colorado
$470K
BW
23
Bison Wealth
Georgia
$446K -$44.9K -2,018 -9%
CAN
24
Cetera Advisor Networks
California
$393K -$556 -25 -0.1%
SAM
25
SignalPoint Asset Management
Missouri
$219K -$117K -5,249 -35%