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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$25.3M -$1.35M -63,406 -5%
Cohen & Steers
2
Cohen & Steers
New York
$9.59M
SIA
3
Sit Investment Associates
Minnesota
$9.26M +$1.86M +86,981 +24%
Invesco
4
Invesco
Georgia
$6.42M -$339K -15,879 -5%
GC
5
Guggenheim Capital
Illinois
$6.26M -$1.19M -55,640 -16%
Wells Fargo
6
Wells Fargo
California
$5.81M -$560K -26,278 -9%
LPL Financial
7
LPL Financial
California
$4.08M -$549K -25,748 -12%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$3.29M +$774K +36,304 +30%
Focus Partners Wealth
9
Focus Partners Wealth
Massachusetts
$3.09M +$3.17M +148,586 New
Morgan Stanley
10
Morgan Stanley
New York
$2.69M -$33.4K -1,568 -1%
1CP
11
1607 Capital Partners
Virginia
$2.22M +$587K +27,517 +35%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$2.11M +$1.02M +47,670 +88%
SAM
13
Smith Asset Management
Florida
$2.01M -$88.7K -4,159 -4%
WA
14
Whipplewood Advisors
Colorado
$1.97M -$26.5K -1,244 -1%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.96M +$91.1K +4,269 +5%
Ameriprise
16
Ameriprise
Minnesota
$1.82M -$126K -5,924 -6%
RWM
17
Revisor Wealth Management
Ohio
$1.33M -$32.9K -1,542 -2%
SFS
18
Shaker Financial Services
Virginia
$1.19M -$265K -12,428 -18%
1W
19
1776 Wealth
Georgia
$1.08M -$13K -609 -1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.01M +$83.1K +3,896 +9%
Osaic Holdings
21
Osaic Holdings
Arizona
$1M -$38.8K -1,821 -4%
SFG
22
Seamount Financial Group
Colorado
$979K +$149 +7 +0%
CEFA
23
Closed-End Fund Advisors
Virginia
$936K +$960K +45,013 New
SIC
24
Samalin Investment Counsel
New York
$891K -$60.6K -2,842 -6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$845K -$674K -31,590 -44%