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Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James & Associates
1
Raymond James & Associates
Florida
$8.27M +$237K +8,982 +3%
Invesco
2
Invesco
Georgia
$6.67M -$796K -30,121 -11%
Wells Fargo
3
Wells Fargo
California
$3.97M +$137K +5,179 +4%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
$3.36M -$207K -7,819 -6%
LPL Financial
5
LPL Financial
California
$2.27M +$26.4K +1,000 +1%
Guggenheim Capital
6
Guggenheim Capital
Illinois
$2.21M +$531K +20,098 +32%
First Foundation Advisors
7
First Foundation Advisors
California
$2.11M +$134K +5,076 +7%
Morgan Stanley
8
Morgan Stanley
New York
$2.04M +$151K +5,730 +8%
Mathes Company
9
Mathes Company
New York
$1.86M – – –
Aviance Capital Partners
10
Aviance Capital Partners
Florida
$1.74M -$67.6K -2,559 -4%
Covington Capital Management
11
Covington Capital Management
California
$1.03M +$264K +10,000 +34%
SII Investments
12
SII Investments
Wisconsin
$886K +$887K +33,571 New
Cohen & Steers
13
Cohen & Steers
New York
$797K +$172K +6,504 +28%
Ladenburg Thalmann Financial Services
14
Ladenburg Thalmann Financial Services
Florida
$781K +$50.7K +1,918 +7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$717K +$4.81K +182 +0.7%
MML Investors Services
16
MML Investors Services
Massachusetts
$697K +$695K +26,296 New
Meridian Wealth Management
17
Meridian Wealth Management
Kentucky
$558K +$22.5K +852 +4%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$506K -$22.4K -849 -4%
AIM
19
Advantage Investment Management
Iowa
$502K -$34.3K -1,300 -6%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$488K -$492K -18,624 -50%
Bison Wealth
21
Bison Wealth
Georgia
$435K +$53 +2 +0%
UBS Group
22
UBS Group
Switzerland
$423K +$201K +7,622 +91%
Ameriprise
23
Ameriprise
Minnesota
$410K +$193K +7,301 +89%
Private Advisor Group
24
Private Advisor Group
New Jersey
$355K +$2.01K +76 +0.6%
Cetera Advisor Networks
25
Cetera Advisor Networks
California
$332K – – –