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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$27.7M +$4.17M +198,497 +18%
Cohen & Steers
2
Cohen & Steers
New York
$9.99M
SIA
3
Sit Investment Associates
Minnesota
$7.75M +$6.39M +303,951 +559%
GC
4
Guggenheim Capital
Illinois
$7.72M +$238K +11,321 +3%
Invesco
5
Invesco
Georgia
$7.03M +$303K +14,421 +5%
Wells Fargo
6
Wells Fargo
California
$6.61M +$2.47M +117,398 +62%
LPL Financial
7
LPL Financial
California
$4.8M -$960K -45,683 -17%
Kovitz Investment Group Partners
8
Kovitz Investment Group Partners
Illinois
$3.33M -$148K -7,041 -4%
Morgan Stanley
9
Morgan Stanley
New York
$2.83M -$613K -29,172 -18%
HWAM
10
Hennion & Walsh Asset Management
New Jersey
$2.64M +$490K +23,288 +24%
SAM
11
Smith Asset Management
Florida
$2.19M +$20.1K +954 +1%
WA
12
Whipplewood Advisors
Colorado
$2.08M +$44.2K +2,104 +2%
Ameriprise
13
Ameriprise
Minnesota
$2.03M -$1.29M -61,237 -40%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.94M +$5.78K +275 +0.3%
1CP
15
1607 Capital Partners
Virginia
$1.72M +$1.67M +79,500 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.56M +$72.6K +3,451 +5%
SFS
17
Shaker Financial Services
Virginia
$1.5M -$1.29M -61,420 -47%
RWM
18
Revisor Wealth Management
Ohio
$1.39M -$52.8K -2,511 -4%
Fiera Capital (Canada)
19
Fiera Capital (Canada)
Quebec, Canada
$1.17M +$1.13M +53,931 New
1W
20
1776 Wealth
Georgia
$1.14M -$157K -7,458 -12%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.05M +$3.45K +164 +0.3%
SFG
22
Seamount Financial Group
Colorado
$1.02M -$13.2K -630 -1%
SIC
23
Samalin Investment Counsel
New York
$988K +$12.7K +604 +1%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$967K -$281K -13,361 -23%
AC
25
AlphaCore Capital
California
$855K +$442 +21 +0.1%