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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$8.24M +$8.27M +351,362 New
RJA
2
Raymond James & Associates
Florida
$7.11M -$162K -6,860 -2%
LWS
3
Lucia Wealth Services
California
$5.76M +$609K +25,879 +12%
Invesco
4
Invesco
Georgia
$3.98M -$268K -11,382 -6%
Wells Fargo
5
Wells Fargo
California
$3.39M +$238K +10,086 +7%
Cohen & Steers
6
Cohen & Steers
New York
$3.08M +$2.11M +89,656 +217%
LPL Financial
7
LPL Financial
California
$2.51M +$208K +8,831 +9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.32M -$101K -4,281 -4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$2.27M
FFA
10
First Foundation Advisors
California
$2.27M +$285K +12,112 +14%
WAM
11
Wolverine Asset Management
Illinois
$1.6M +$610K +25,886 +61%
Morgan Stanley
12
Morgan Stanley
New York
$1.45M -$490K -20,819 -25%
ACP
13
Aviance Capital Partners
Florida
$1.44M -$64.8K -2,752 -4%
MC
14
Mathes Company
New York
$1.43M -$7.07K -300 -0.5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.36M +$662K +28,126 +94%
UBS Group
16
UBS Group
Switzerland
$1.09M +$49.5K +2,101 +5%
GC
17
Guggenheim Capital
Illinois
$952K -$1.44K -61 -0.2%
CCM
18
Covington Capital Management
California
$643K -$23.6K -1,000 -4%
ARM
19
Adirondack Research & Management
New York
$545K -$41.2K -1,750 -7%
MWM
20
Meridian Wealth Management
Kentucky
$516K +$3.96K +168 +0.8%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$508K +$19.5K +826 +4%
PPA
22
Parametric Portfolio Associates
Washington
$455K +$457K +19,415 New
Ameriprise
23
Ameriprise
Minnesota
$434K -$35.8K -1,519 -8%
PAG
24
Private Advisor Group
New Jersey
$424K +$199K +8,449 +89%
MML Investors Services
25
MML Investors Services
Massachusetts
$411K -$696K -29,544 -63%