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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$8.06M -$4.59M -193,062 -37%
Invesco
2
Invesco
Georgia
$7.48M -$650K -27,323 -8%
RJA
3
Raymond James & Associates
Florida
$6.52M +$577K +24,229 +10%
MGAM
4
McGowan Group Asset Management
Texas
$4.81M -$3.96M -166,478 -46%
Wells Fargo
5
Wells Fargo
California
$3.17M +$177K +7,438 +6%
Cohen & Steers
6
Cohen & Steers
New York
$3.11M -$2.04M -85,892 -40%
LPL Financial
7
LPL Financial
California
$3.01M -$3.11M -130,602 -51%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.84M +$311K +13,085 +13%
UBS Group
9
UBS Group
Switzerland
$2.3M -$28.3K -1,191 -1%
MC
10
Mathes Company
New York
$1.77M
ACP
11
Aviance Capital Partners
Florida
$1.7M -$140K -5,891 -8%
FFA
12
First Foundation Advisors
California
$1.64M +$124K +5,229 +8%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.53M +$33.2K +1,395 +2%
Morgan Stanley
14
Morgan Stanley
New York
$1.49M +$208K +8,741 +17%
GC
15
Guggenheim Capital
Illinois
$1.33M -$112K -4,727 -8%
First Trust Advisors
16
First Trust Advisors
Illinois
$983K
CCM
17
Covington Capital Management
California
$723K
CAN
18
Cetera Advisor Networks
California
$665K +$89.6K +3,765 +16%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$523K +$60.2K +2,529 +13%
BW
20
Bison Wealth
Georgia
$484K -$143 -6 -0%
DA
21
Doliver Advisors
Texas
$471K +$462K +19,410 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$430K -$26.8K -1,126 -6%
Stifel Financial
23
Stifel Financial
Missouri
$348K -$228K -9,568 -40%
AIM
24
Advantage Investment Management
Iowa
$344K +$275K +11,575 +445%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$280K +$95 +4 +0%