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Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Oxbow Advisors
1
Oxbow Advisors
Texas
$6.73M -$204K -9,520 -3%
Raymond James & Associates
2
Raymond James & Associates
Florida
$6.25M -$485K -22,595 -7%
Cohen & Steers
3
Cohen & Steers
New York
$5.78M +$1.23M +57,206 +25%
Invesco
4
Invesco
Georgia
$4.01M -$424K -19,748 -9%
Wells Fargo
5
Wells Fargo
California
$3.87M -$242K -11,270 -6%
Lucia Wealth Services
6
Lucia Wealth Services
California
$3.06M -$1.91M -89,029 -37%
LPL Financial
7
LPL Financial
California
$2.39M +$54.6K +2,545 +2%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
$1.84M -$42K -1,958 -2%
First Foundation Advisors
9
First Foundation Advisors
California
$1.63M -$241K -11,225 -12%
Morgan Stanley
10
Morgan Stanley
New York
$1.48M +$139K +6,499 +10%
Wolverine Asset Management
11
Wolverine Asset Management
Illinois
$1.43M +$1.46M +68,022 +3,071%
Ladenburg Thalmann Financial Services
12
Ladenburg Thalmann Financial Services
Florida
$1.22M -$629K -29,307 -33%
Aviance Capital Partners
13
Aviance Capital Partners
Florida
$1.22M -$71.8K -3,350 -5%
Mathes Company
14
Mathes Company
New York
$1.13M -$107K -5,000 -8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.06M -$68.7K -3,205 -6%
UBS Group
16
UBS Group
Switzerland
$946K -$7.81K -364 -0.8%
Centaurus Financial
17
Centaurus Financial
California
$814K +$665K +31,000 +344%
Ameriprise
18
Ameriprise
Minnesota
$655K +$227K +10,574 +49%
Guggenheim Capital
19
Guggenheim Capital
Illinois
$630K -$75.1K -3,503 -10%
Private Advisor Group
20
Private Advisor Group
New Jersey
$622K +$105K +4,883 +19%
Adirondack Research & Management
21
Adirondack Research & Management
New York
$558K +$7.51K +350 +1%
Curi RMB Capital
22
Curi RMB Capital
Illinois
$545K +$573K +26,737 New
Weiss Asset Management
23
Weiss Asset Management
Massachusetts
$536K +$565K +26,328 New
Covington Capital Management
24
Covington Capital Management
California
$489K -$72.9K -3,400 -12%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$439K -$55.8K -2,603 -11%