Principal Securities’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Principal Securities’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$992K	Buy	47,982 +6,790	+16%	+$140K	0.01%	790
2026 Q1	$827K	Buy	41,192 +1,944	+5%	+$41.2K	0.01%	788
2025 Q4	$816K	Buy	39,248 +1,471	+4%	+$31.4K	0.01%	763
2025 Q3	$817K	Buy	37,777 +1,427	+4%	+$30K	0.01%	735
2025 Q2	$746K	Buy	36,350 +1,872	+5%	+$37.3K	0.01%	703
2025 Q1	$687K	Hold	34,478	–	–	0.02%	670
2024 Q4	$687K	Buy	34,478 +1,775	+5%	+$36.5K	0.02%	668
2024 Q3	$703K	Buy	32,703 +3,485	+12%	+$70.1K	0.02%	647
2024 Q2	$561K	Buy	29,218 +3,342	+13%	+$62.2K	0.02%	664
2024 Q1	$496K	Buy	25,876 +1,121	+5%	+$20.8K	0.02%	672
2023 Q4	$439K	Buy	+24,755	New	+$417K	0.02%	651

Other funds holding DFP

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Principal Securities's DFP Position: Q2 2026 in Review

Principal Securities increased its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 16% in Q2 2026, buying an estimated $140K and bringing the position to 47,982 shares worth $992K. The position accounts for 0.01% of the portfolio, ranked #790.

Principal Securities first reported a position in DFP in Q4 2023 and has held it in 11 quarters since. 84 funds tracked by Wall St. Rank hold DFP as of Q2 2026.

Principal Securities held 47,982 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $992K as of Q2 2026.
Principal Securities bought 6,790 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q2 2026, an estimated $140K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up 0.01% of Principal Securities's portfolio in Q2 2026, its #790 holding.
Principal Securities first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2023 and has held it in 11 quarters since.
84 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.