PS
DFP

Principal Securities’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Principal Securities’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$827K Buy
41,192
+1,944
+5% +$41.2K 0.01% 788
2025
Q4 		$816K Buy
39,248
+1,471
+4% +$31.4K 0.01% 763
2025
Q3 		$817K Buy
37,777
+1,427
+4% +$30K 0.01% 735
2025
Q2 		$746K Buy
36,350
+1,872
+5% +$37.3K 0.01% 703
2025
Q1 		$687K Hold
34,478
– – 0.02% 670
2024
Q4 		$687K Buy
34,478
+1,775
+5% +$36.5K 0.02% 668
2024
Q3 		$703K Buy
32,703
+3,485
+12% +$70.1K 0.02% 647
2024
Q2 		$561K Buy
29,218
+3,342
+13% +$62.2K 0.02% 664
2024
Q1 		$496K Buy
25,876
+1,121
+5% +$20.8K 0.02% 672
2023
Q4 		$439K Buy
+24,755
New +$417K 0.02% 651

Other funds holding DFP

Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Principal Securities's DFP Position: Q1 2026 in Review

Principal Securities increased its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 5% in Q1 2026, buying an estimated $41.2K and bringing the position to 41,192 shares worth $827K. The position accounts for 0.01% of the portfolio, ranked #788.

Principal Securities first reported a position in DFP in Q4 2023 and has held it in 10 quarters since. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

  • Principal Securities held 41,192 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $827K as of Q1 2026.
  • Principal Securities bought 1,944 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $41.2K.
  • Flaherty & Crumrine Dynamic Preferred and Income Fund made up 0.01% of Principal Securities's portfolio in Q1 2026, its #788 holding.
  • Principal Securities first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2023 and has held it in 10 quarters since.
  • 79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.