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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

64 hedge funds and large institutions have $74.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.02% less ownership

Funds ownership: 14.02% → 14% (-0.02%)

4% less capital invested

Capital invested by funds: $77.3M → $74.5M (-$2.83M)

12% less funds holding

Funds holding: 73 → 64 (-9)

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

Holders
64
Holders Change
-9
Holders Change %
-12.33%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
27
Reduced
19
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$790K
2
WAM
Wolverine Asset Management
Illinois
+$473K
3
IFG
Independent Financial Group
California
+$341K
4
Ameriprise
Ameriprise
Minnesota
+$310K
5
CAN
Cetera Advisor Networks
California
+$267K

Top Sellers

1
ATPW
Ashton Thomas Private Wealth
Arizona
-$1.17M
2
ASFA
All Season Financial Advisors
Colorado
-$517K
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$468K
4
SWM
Spire Wealth Management
Virginia
-$284K
5
OA
Oxbow Advisors
Texas
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
51
Spire Wealth Management
Virginia
$133K -$284K -10,055 -68%
HNB
52
Huntington National Bank
Ohio
$78K – – –
SCA
53
Snowden Capital Advisors
New York
$76K +$77.4K +2,742 New
EL
54
EMFO LLC
Florida
$60K – – –
GWM
55
Geneos Wealth Management
Colorado
$54K – – –
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$44K +$44.3K +1,568 New
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$43K +$169 +6 +0.4%
CFB
58
Cullen/Frost Bankers
Texas
$42K – – –
NSIM
59
North Star Investment Management
Illinois
$38K +$14.1K +500 +59%
JRFS
60
James Reed Financial Services
Ohio
$35K +$36.4K +1,288 New
IRC
61
Investors Research Corp
Georgia
$33K – – –
APA
62
American Portfolios Advisors
New York
$15.9K – – –
WB
63
Webster Bank
Connecticut
$10K -$3.47K -123 -25%
SIS
64
Sound Income Strategies
Florida
$7K -$6.66K -236 -50%
TCWM
65
Total Clarity Wealth Management
Illinois
$5K – – –
ATPW
66
Ashton Thomas Private Wealth
Arizona
– -$1.17M -40,710 Closed
ASFA
67
All Season Financial Advisors
Colorado
– -$517K -17,945 Closed
HI
68
Harbour Investments
Wisconsin
– -$246K -8,720 Closed
GCP
69
Gill Capital Partners
Colorado
– -$205K -7,134 Closed
GSWM
70
Golden State Wealth Management
California
– -$204K -7,076 Closed
CI
71
CX Institutional
Indiana
– -$124K -4,290 Closed
WLPWM
72
Walled Lake Planning & Wealth Management
Illinois
– -$111K -3,850 Closed
FIA
73
FNY Investment Advisers
New York
– -$60K -2,100 Closed
HA
74
Herold Advisors
New York
– -$28K -1,000 Closed
MA
75
MCF Advisors
Kentucky
– -$26K -896 Closed
1 2
3
4

DFP Hedge Fund Activity: Q4 2021 in Review

64 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2021, worth a combined $74.5M — down 3.7% from $77.3M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of DFP and 6 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 27 added.

The largest buyer was Invesco, adding an estimated $790K. The largest seller was Ashton Thomas Private Wealth, exiting entirely with an estimated $1.17M sold.

  • 64 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2021, down from 73 in Q3 2021.
  • Funds reported $74.5M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2021, down 3.7% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2021 and 14 closed out, a net change of -8 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2021 was Invesco, an estimated $790K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2021 was Ashton Thomas Private Wealth, an estimated $1.17M sold.

Based on aggregated 13F filings for Q4 2021.