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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

66 hedge funds and large institutions have $53.1M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2022 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

22% more funds holding

Funds holding: 54 → 66 (+12)

15% more capital invested

Capital invested by funds: $46M → $53.1M (+$7.08M)

2.65% more ownership

Funds ownership: 12.02% → 14.66% (+2.6%)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

Holders
66
Holders Change
+12
Holders Change %
+22.22%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
17
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$2.92M
2
HBCM
Heron Bay Capital Management
Michigan
+$1.88M
3
Cohen & Steers
Cohen & Steers
New York
+$1.61M
4
Invesco
Invesco
Georgia
+$928K
5
RJA
Raymond James & Associates
Florida
+$627K

Top Sellers

1
RWA
Ropes Wealth Advisors
Massachusetts
-$347K
2
1W
1776 Wealth
Georgia
-$323K
3
Morgan Stanley
Morgan Stanley
New York
-$263K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$242K
5
FFA
First Foundation Advisors
California
-$212K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWS
26
Atria Wealth Solutions
New York
$420K -$56.6K -2,962 -12%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$382K – – –
CAN
28
Cetera Advisor Networks
California
$371K -$75.7K -3,961 -17%
IAIM
29
International Assets Investment Management
Florida
$364K +$372K +19,479 New
WP
30
Woodline Partners
California
$343K +$350K +18,327 New
Cerity Partners
31
Cerity Partners
New York
$337K +$344K +18,000 New
ASFA
32
All Season Financial Advisors
Colorado
$324K +$9.78K +512 +3%
UBS Group
33
UBS Group
Switzerland
$309K +$107K +5,591 +51%
SFS
34
Shaker Financial Services
Virginia
$294K +$300K +15,729 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$291K -$18.4K -964 -6%
AHC
36
Adell Harriman & Carpenter
Texas
$258K -$37.9K -1,984 -13%
KAS
37
Kestra Advisory Services
Texas
$244K -$12.4K -649 -5%
RCM
38
Robinson Capital Management
Michigan
$240K +$239K +12,500 New
BW
39
Bison Wealth
Georgia
$237K -$19K -995 -8%
RJT
40
Raymond James Trust
Florida
$224K -$19.1K -1,000 -8%
ACP
41
Aviance Capital Partners
Florida
$210K -$573 -30 -0.3%
WAM
42
Weiss Asset Management
Massachusetts
$208K +$212K +11,100 New
HighTower Advisors
43
HighTower Advisors
Illinois
$205K -$4.43K -232 -2%
NA
44
NewEdge Advisors
Louisiana
$187K +$191K +10,000 New
SPIA
45
Steward Partners Investment Advisory
New York
$183K +$5.02K +263 +3%
Bank of America
46
Bank of America
North Carolina
$180K +$20.4K +1,070 +12%
MCC
47
Money Concepts Capital
Florida
$159K +$163K +8,522 New
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$110K +$3.17K +166 +3%
PFA
49
Pathway Financial Advisers
Indiana
$70.9K +$72.4K +3,791 New
CA
50
CoreCap Advisors
Michigan
$55.3K +$56.5K +2,955 New
1
2
3

DFP Hedge Fund Activity: Q4 2022 in Review

66 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2022, worth a combined $53.1M — up 15% from $46M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new DFP positions and 4 closed out — a net gain of 14 holders — while 17 added to existing stakes and 21 trimmed.

The largest buyer was Ameriprise, adding an estimated $2.92M. The largest seller was Ropes Wealth Advisors, exiting entirely with an estimated $347K sold.

  • 66 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2022, up from 54 in Q3 2022.
  • Funds reported $53.1M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2022, up 15% quarter-over-quarter.
  • 18 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2022 and 4 closed out, a net change of +14 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2022 was Ameriprise, an estimated $2.92M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2022 was Ropes Wealth Advisors, an estimated $347K sold.

Based on aggregated 13F filings for Q4 2022.