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Caterpillar
CAT

Overview Fund Activity

2,265 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 164 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

Holders
2,265
Holders Change
-7
Holders Change %
-0.31%
% of All Funds
36.26%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
164
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
1
DZ Bank
Germany
$390M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.3B
3
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$172M
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$155M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$341M

Top Sellers

1
M1FG
1
Mach-1 Financial Group
Arkansas
$7.32M
2
Citadel Advisors
2
Citadel Advisors
Florida
$48.9M
3
Barclays
3
Barclays
United Kingdom
$216M
4
BlackRock
4
BlackRock
New York
$8.07B
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$401M
Name Market Value Shares Shares
Change 		Shares
Change %
AIM
2376
Arcadia Investment Management
Michigan
– – -150 Closed
SC
2377
Steph & Co
Wisconsin
– – -150 Closed
Q
2378
QVR
California
– – -108 Closed
O
2379
Ossiam
France
– – -106 Closed
3IP
2380
3Chopt Investment Partners
Virginia
– – -100 Closed
CSPAM
2381
Cary Street Partners Asset Management
Virginia
– – -77 Closed
PWS
2382
Paragon Wealth Strategies
Florida
– – -70 Closed
MUMSS
2383
Mitsubishi UFJ Morgan Stanley Securities
Japan
– – -70 Closed
AF
2384
Affiance Financial
Minnesota
– – -41 Closed
DWP
2385
Destiny Wealth Partners
Florida
– – -33 Closed
Simplex Trading
2386
Simplex Trading
Illinois
– – – –
ACM
2387
Advent Capital Management
New York
– – – –
CAM
2388
CenterStar Asset Management
Illinois
– – – –
SCM
2389
Saba Capital Management
New York
– – – –
PP
2390
Paloma Partners
Connecticut
– – – –
Walleye Capital
2391
Walleye Capital
New York
– – – –
Walleye Trading
2392
Walleye Trading
New York
– – – –
MRCP
2393
Maple Rock Capital Partners
Ontario, Canada
– – – –
MCM
2394
Masters Capital Management
Georgia
– – – –
SM
2395
SG3 Management
Puerto Rico
– – – –
HT
2396
HAP Trading
New York
– – – –
WA
2397
Whitebox Advisors
Minnesota
– – – –
PAMP
2398
Polar Asset Management Partners
Ontario, Canada
– – – –
ECU
2399
Eisler Capital (US)
New York
– – – –
GCP
2400
Garda Capital Partners
Minnesota
– – – –
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