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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
2301
Saxon Interests
Texas
$210K +$210K +710 New
LGG
2302
Luts & Greenleigh Group
Maryland
$210K +$210K +709 New
LAM
2303
Lewis Asset Management
California
$209K +$209K +708 New
GI
2304
GAMCO Investors
Connecticut
$209K -$19.5K -66 -9%
FFA
2305
Fragasso Financial Advisors
Pennsylvania
$209K +$209K +706 New
AWM
2306
Aviso Wealth Management
Washington
$209K +$209K +706 New
EBSAM
2307
Eubel Brady & Suttman Asset Management
Ohio
$208K +$208K +704 New
SP
2308
Successful Portfolios
Florida
$208K +$208K +703 New
TWM
2309
TMD Wealth Management
Arizona
$208K +$208K +702 New
LA
2310
Lynch & Associates
Indiana
$208K +$208K +702 New
OL
2311
Owen LaRue
Kentucky
$207K +$207K +701 New
GFPC
2312
Global Financial Private Client
Florida
$207K – – –
TCOK
2313
Trust Company of Kansas
Kansas
$207K +$207K +701 New
MWM
2314
Meritas Wealth Management
California
$207K +$207K +700 New
PM
2315
Penbrook Management
New York
$207K +$207K +700 New
SRC
2316
Stone Run Capital
New York
$207K +$207K +700 New
NCM
2317
Northside Capital Management
Oregon
$207K +$207K +700 New
KCFA
2318
Key Client Fiduciary Advisors
New Jersey
$206K +$206K +698 New
KWM
2319
Keebeck Wealth Management
Illinois
$206K +$206K +698 New
PHS
2320
Pekin Hardy Strauss
Illinois
$206K +$206K +698 New
ISWM
2321
Independent Solutions Wealth Management
New York
$206K +$206K +697 New
CAM
2322
Claret Asset Management
Quebec, Canada
$206K +$206K +696 New
CCG
2323
Chatham Capital Group
Georgia
$206K +$206K +695 New
CCFM
2324
Clear Creek Financial Management
Washington
$205K -$76.6K -259 -27%
NFC
2325
Northeast Financial Consultants
Connecticut
$205K +$205K +692 New
91 92
93
94 95