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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
GF
201
Gabelli Funds
New York
$21.2M
BG
202
Bollard Group
Massachusetts
$21.2M +$404K +2,858 +2%
BAMF
203
BI Asset Management Fondsmaeglerselskab
Denmark
$21.1M +$15.3M +107,850 +357%
SLAM
204
Swiss Life Asset Management
$20.8M +$16.2M +114,371 +523%
Grantham, Mayo, Van Otterloo & Co (GMO)
205
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$20.4M +$5.36M +37,900 +40%
Neuberger Berman Group
206
Neuberger Berman Group
New York
$20.4M +$15.4M +108,642 +438%
TPSF
207
Texas Permanent School Fund
Texas
$20.3M -$1.77M -12,486 -9%
SCI
208
S&CO Inc
Massachusetts
$20.2M -$112K -790 -0.6%
SEI Investments
209
SEI Investments
Pennsylvania
$20.2M -$7.7M -54,425 -29%
OPERF
210
Oregon Public Employees Retirement Fund
Oregon
$19.9M +$92.1K +651 +0.5%
CS
211
Candriam SCA
Luxembourg
$19.9M +$8.71M +61,609 +90%
NPA
212
Nichols & Pratt Advisers
Massachusetts
$19.7M -$134K -950 -0.7%
FCI
213
Financial Counselors Inc
Kansas
$19.6M -$11.3K -80 -0.1%
JMPWA
214
JP Morgan Private Wealth Advisors
California
$19.2M -$453K -3,202 -2%
Axa
215
Axa
France
$19.1M +$306K +2,162 +2%
Cambridge Investment Research Advisors
216
Cambridge Investment Research Advisors
Iowa
$18.9M +$918K +6,487 +6%
SG Americas Securities
217
SG Americas Securities
New York
$18.7M +$9.49M +67,107 +121%
BFS
218
Bradley Foster & Sargent
Connecticut
$18.1M +$247K +1,747 +1%
Two Sigma Investments
219
Two Sigma Investments
New York
$17.7M -$71.9M -508,654 -81%
WIC
220
Willis Investment Counsel
Georgia
$17.6M +$2.07M +14,605 +15%
Baird Financial Group
221
Baird Financial Group
Wisconsin
$17.5M +$1.25M +8,872 +8%
MLICM
222
Metropolitan Life Insurance Company (MetLife)
New York
$17.3M -$446K -3,154 -3%
GT
223
Glenmede Trust
Pennsylvania
$17.2M -$236K -1,670 -1%
HI
224
HBK Investments
Texas
$17.2M +$16M +112,937 New
SCM
225
Sanoor Capital Management
Connecticut
$17.1M +$15.9M +112,200 New

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.