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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
$3.19B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
Renaissance Technologies
New York
$143M
5
Morgan Stanley
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
Franklin Resources
California
$590M
3
Harris Associates
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$194M
5
State Street
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
ABC
201
Associated Banc-Corp
Wisconsin
$10M -$386K -4,164 -4%
Nomura Asset Management
202
Nomura Asset Management
Japan
$9.93M -$183K -1,969 -2%
RFC
203
Regions Financial Corp
Alabama
$9.87M -$1.67M -18,049 -15%
FMI
204
Factory Mutual Insurance
Massachusetts
$9.74M – – –
NB
205
Norinchukin Bank
Japan
$9.71M +$380K +4,099 +4%
ERSOT
206
Employees Retirement System of Texas
Texas
$9.69M +$6.4M +69,000 +194%
Skandinaviska Enskilda Banken (SEB)
207
Skandinaviska Enskilda Banken (SEB)
Sweden
$9.63M +$24.9K +268 +0.3%
URS
208
Utah Retirement Systems
Utah
$9.48M – – –
CBOA
209
Commonwealth Bank of Australia
Australia
$9.46M +$688K +7,418 +8%
CB
210
Commerce Bank
Missouri
$9.45M -$900K -9,706 -9%
CIC
211
Cutler Investment Counsel
Oregon
$8.9M +$877K +9,452 +11%
SMI
212
Shelter Mutual Insurance
Missouri
$8.75M – – –
VDI
213
Vaughan David Investments
Illinois
$8.73M -$16.6M -178,916 -66%
O
214
OppenheimerFunds
New York
$8.69M -$17.2M -185,817 -66%
MIM
215
Marco Investment Management
Georgia
$8.49M +$219K +2,375 +3%
GWM
216
Geneos Wealth Management
Colorado
$8.44M -$823K -8,871 -9%
LCS
217
Levin Capital Strategies
New York
$8.42M +$60.3K +650 +0.7%
WSTAM
218
Wilbanks Smith & Thomas Asset Management
Virginia
$8.37M -$83.5K -900 -1%
SIRP
219
Shelter Insurance Retirement Plan
Missouri
$8.27M – – –
CIA
220
CCM Investment Advisers
South Carolina
$8.27M -$711K -7,663 -8%
CBOR
221
Community Bank of Raymore
Missouri
$8.21M -$9.83K -106 -0.1%
Creative Planning
222
Creative Planning
Kansas
$8.16M -$435K -4,695 -5%
DILIC
223
Dai-ichi Life Insurance Company
Japan
$8.1M -$1.61M -17,327 -17%
Cambridge Investment Research Advisors
224
Cambridge Investment Research Advisors
Iowa
$8.01M -$487K -5,249 -6%
MNA
225
Manning & Napier Advisors
New York
$8M +$291K +3,136 +4%
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