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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
Capital World Investors
California
$1.62B
3
Morgan Stanley
Morgan Stanley
New York
$631M
4
American Century Companies
American Century Companies
Missouri
$173M
5
EVM
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$40.9M
2
Harris Associates
Harris Associates
Illinois
$1.12B
3
State Street
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
Virtus Fund Advisers
Connecticut
$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
Mitsubishi UFJ Asset Management
201
Mitsubishi UFJ Asset Management
Japan
$9.39M +$414K +4,665 +5%
FMI
202
Factory Mutual Insurance
Massachusetts
$9.32M -$1.78M -20,000 -16%
NB
203
Norinchukin Bank
Japan
$9.27M -$738K -8,311 -7%
GT
204
Glenmede Trust
Pennsylvania
$9.17M +$349K +3,934 +4%
URS
205
Utah Retirement Systems
Utah
$9.07M – – –
Skandinaviska Enskilda Banken (SEB)
206
Skandinaviska Enskilda Banken (SEB)
Sweden
$8.98M +$42.6K +480 +0.5%
Cambridge Investment Research Advisors
207
Cambridge Investment Research Advisors
Iowa
$8.79M -$32.5K -366 -0.4%
CIA
208
CCM Investment Advisers
South Carolina
$8.73M -$7.52M -84,768 -46%
Tudor Investment Corp
209
Tudor Investment Corp
Connecticut
$8.57M -$4.32M -48,636 -34%
MSR
210
Main Street Research
Connecticut
$8.44M +$8.44M +95,038 New
SMI
211
Shelter Mutual Insurance
Missouri
$8.37M – – –
HNB
212
Huntington National Bank
Ohio
$8.2M +$2.21M +24,861 +37%
DILH
213
Dai-ichi Life Holdings
Japan
$8.1M -$42.4K -478 -0.5%
WSTAM
214
Wilbanks Smith & Thomas Asset Management
Virginia
$8.09M +$1.49M +16,744 +23%
WCMN
215
Westchester Capital Management (Nebraska)
Nebraska
$8.06M -$535K -6,025 -6%
BCM
216
Buckhead Capital Management
Georgia
$8.05M -$246K -2,773 -3%
CBOA
217
Commonwealth Bank of Australia
Australia
$8.04M -$408K -4,600 -5%
MIM
218
Marco Investment Management
Georgia
$7.99M +$406K +4,569 +5%
Creative Planning
219
Creative Planning
Kansas
$7.96M +$63.4K +714 +0.8%
SIRP
220
Shelter Insurance Retirement Plan
Missouri
$7.92M – – –
CBOR
221
Community Bank of Raymore
Missouri
$7.84M -$256K -2,884 -3%
IGIM
222
I.G. Investment Management
Manitoba, Canada
$7.82M -$604K -6,800 -7%
Teacher Retirement System of Texas
223
Teacher Retirement System of Texas
Texas
$7.77M -$1.72M -19,322 -18%
BAM
224
Bruderman Asset Management
New York
$7.71M +$2.13M +24,022 +38%
CIC
225
Cutler Investment Counsel
Oregon
$7.66M +$60.2K +678 +0.8%
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