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Caterpillar
CAT

Overview Fund Activity

2,145 hedge funds and large institutions have $74.5B invested in Caterpillar in 2021 Q4 according to their latest regulatory filings, with 341 funds opening new positions, 844 increasing their positions, 624 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,145
Holders Change
+216
Holders Change %
+11.2%
% of All Funds
33.13%
Holding in Top 10
25
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+19.05%
% of All Funds
0.39%
New
341
Increased
844
Reduced
624
Closed
97
Calls
$1.6B
Puts
$2.22B
Net Calls
-$616M
Net Calls Change
+$505M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.74B
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$726M
3
Ameriprise
3
Ameriprise
Minnesota
$487M
4
Invesco
4
Invesco
Georgia
$1.01B
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$253M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$348M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$532M
3
BlackRock
3
BlackRock
New York
$7.55B
4
Renaissance Technologies
4
Renaissance Technologies
New York
$57.5M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$863M
Name Holding Trade Value Shares
Change 		Shares
Change %
CM
2151
Caption Management
Oklahoma
– -$6.53M -34,000 Closed
Tudor Investment Corp
2152
Tudor Investment Corp
Connecticut
– -$6.42M -33,444 Closed
QT
2153
Quantbot Technologies
New York
– -$5.33M -27,786 Closed
SIM
2154
Seaview Investment Managers
Florida
– -$5.29M -27,573 Closed
DLCIG
2155
D.L. Carlson Investment Group
New Hampshire
– -$5.14M -26,791 Closed
Simplex Trading
2156
Simplex Trading
Illinois
– -$5.35M -24,701 Closed
PHK
2157
Point72 Hong Kong
Hong Kong
– -$4.45M -23,158 Closed
PI
2158
PGGM Investments
Netherlands
– -$4.28M -22,301 Closed
PRC
2159
Pearl River Capital
Michigan
– -$3.78M -19,713 Closed
GA
2160
Gateway Advisory
New Jersey
– -$3.56M -18,518 Closed
GRP
2161
Global Retirement Partners
California
– -$3.39M -17,674 Closed
CM
2162
Capula Management
Cayman Islands
– -$2.57M -13,383 Closed
SC
2163
Samlyn Capital
New York
– -$2.34M -12,191 Closed
SFS
2164
Sowell Financial Services
Arkansas
– -$2.09M -10,905 Closed
SM
2165
Sciencast Management
New Jersey
– -$1.62M -8,598 Closed
AAM
2166
Arabesque Asset Management
United Kingdom
– -$1.58M -8,243 Closed
HBT
2167
Heartland Bank & Trust
Illinois
– -$1.43M -7,457 Closed
EVC
2168
Eidelman Virant Capital
Missouri
– -$1.36M -7,006 Closed
DAM
2169
Deltec Asset Management
New York
– -$1.21M -6,300 Closed
APW
2170
Aurora Private Wealth
New Jersey
– -$1.16M -6,024 Closed
BAM
2171
Blueshift Asset Management
New Jersey
– -$858K -4,471 Closed
HI
2172
HBK Investments
Texas
– -$838K -4,364 Closed
FC
2173
FORA Capital
Florida
– -$756K -3,937 Closed
SEC
2174
Seven Eight Capital
New York
– -$663K -3,454 Closed
SAM
2175
Sawgrass Asset Management
Florida
– -$658K -3,428 Closed
85 86
87
88 89