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Caterpillar
CAT

Overview Fund Activity

2,145 hedge funds and large institutions have $74.5B invested in Caterpillar in 2021 Q4 according to their latest regulatory filings, with 341 funds opening new positions, 844 increasing their positions, 624 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,145
Holders Change
+216
Holders Change %
+11.2%
% of All Funds
33.13%
Holding in Top 10
25
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+19.05%
% of All Funds
0.39%
New
341
Increased
844
Reduced
624
Closed
97
Calls
$1.6B
Puts
$2.22B
Net Calls
-$616M
Net Calls Change
+$505M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.74B
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$726M
3
Ameriprise
3
Ameriprise
Minnesota
$487M
4
Invesco
4
Invesco
Georgia
$1.01B
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$253M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$348M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$532M
3
BlackRock
3
BlackRock
New York
$7.55B
4
Renaissance Technologies
4
Renaissance Technologies
New York
$57.5M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$863M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCG
2126
Financial Connections Group
California
$5K +$5K +28 New
AWM
2127
Activest Wealth Management
Florida
$4K -$2.32K -11 -37%
CWA
2128
Clearview Wealth Advisors
Oregon
$4K – – –
AWA
2129
Aquire Wealth Advisors
Utah
$4K +$4K +18 New
BBHC
2130
Brown Brothers Harriman & Co
New York
$3.11K -$164 -795 -5%
RIM
2131
Rockbridge Investment Management
New York
$3K – – –
IRAG
2132
Investment Research & Advisory Group
Georgia
$2K – – –
HH
2133
HWG Holdings
Texas
$2K +$2K +12 New
BIM
2134
Baldwin Investment Management
Pennsylvania
$1.91K +$345 +1,670 +22%
CP
2135
Castleview Partners
Texas
$1.04K +$1.04K +215,009 New
UFF
2136
USA Financial Formulas
Michigan
$1K -$18.7K -56 -95%
TFA
2137
Transamerica Financial Advisors
Florida
$1K – – –
PG
2138
Proffitt & Goodson
Tennessee
$1K – – –
CSWM
2139
Cassady Schiller Wealth Management
Ohio
$1K +$1K +7 New
HVM
2140
Harvest Volatility Management
Connecticut
$656 +$656 +3,173 New
FHC
2141
First Heartland Consultants
Missouri
$556 +$100 +483 +22%
RTC
2142
Riverview Trust Company
Washington
$159 – – –
FFG
2143
Ford Financial Group
California
$24 +$24 +117 New
ACI
2144
AMP Capital Investors
Australia
– -$29.7M -154,528 Closed
Massachusetts Financial Services
2145
Massachusetts Financial Services
Massachusetts
– -$16.2M -84,414 Closed
MCM
2146
Moore Capital Management
New York
– -$11.2M -58,482 Closed
SH
2147
SeaTown Holdings
Singapore
– -$9.6M -50,000 Closed
CA
2148
Cornerstone Advisors
North Carolina
– -$7.68M -40,000 Closed
SAM
2149
Socorro Asset Management
Texas
– -$7.46M -38,859 Closed
MAM
2150
Myriad Asset Management
Hong Kong
– -$6.9M -35,925 Closed
84 85
86
87 88