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Caterpillar
CAT

Overview Fund Activity

1,980 hedge funds and large institutions have $59B invested in Caterpillar in 2022 Q3 according to their latest regulatory filings, with 94 funds opening new positions, 787 increasing their positions, 722 reducing their positions, and 143 closing their positions.

Holders
1,980
Holders Change
-82
Holders Change %
-3.98%
% of All Funds
34.24%
Holding in Top 10
23
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.17%
% of All Funds
0.4%
New
94
Increased
787
Reduced
722
Closed
143
Calls
$1.48B
Puts
$1.88B
Net Calls
-$400M
Net Calls Change
+$75.7M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$4.77B
2
AS
2
Altshuler Shaham
Israel
$435M
3
Amundi
3
Amundi
France
$666M
4
Barclays
4
Barclays
United Kingdom
$160M
5
State Street
5
State Street
Massachusetts
$6.57B

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$712M
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$100M
3
Capital Research Global Investors
3
Capital Research Global Investors
California
$297M
4
Morgan Stanley
4
Morgan Stanley
New York
$925M
5
VNIM
5
Vaughan Nelson Investment Management
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
2001
ExodusPoint Capital Management
New York
– – -15,858 Closed
KCM
2002
Karp Capital Management
California
– – -15,112 Closed
CWG
2003
Cornerstone Wealth Group
North Carolina
– – -13,089 Closed
SFS
2004
Sowell Financial Services
Arkansas
– – -11,748 Closed
MMC
2005
Mizuho Markets Cayman
Cayman Islands
– – -10,858 Closed
CI
2006
CX Institutional
Indiana
– – -10,469 Closed
IP
2007
Interval Partners
New York
– – -10,030 Closed
CCS
2008
Concentric Capital Strategies
Connecticut
– – -9,900 Closed
XT
2009
XTX Topco
Cayman Islands
– – -9,134 Closed
DTL
2010
Dynamic Technology Lab
Singapore
– – -9,100 Closed
CAN
2011
Claraphi Advisory Network
United States
– – -8,705 Closed
JF
2012
Jump Financial
Illinois
– – -7,556 Closed
DBG
2013
De Burlo Group
Massachusetts
– – -6,737 Closed
MWM
2014
Maltin Wealth Management
New Jersey
– – -6,498 Closed
AC
2015
Arjuna Capital
North Carolina
– – -5,985 Closed
EWA
2016
EP Wealth Advisors
California
– – -5,802 Closed
RGI
2017
River Global Investors
United Kingdom
– – -4,790 Closed
ESCM
2018
Echo Street Capital Management
New York
– – -4,655 Closed
CPC
2019
Cookson Peirce & Co
Pennsylvania
– – -4,220 Closed
MFP
2020
Meridian Financial Partners
Virginia
– – -3,990 Closed
WAM
2021
WealthTrust Asset Management
Florida
– – -3,932 Closed
MSU
2022
Mizuho Securities USA
New York
– – -3,584 Closed
LNWTC
2023
Laird Norton Wetherby Trust Company
Washington
– – -3,404 Closed
ARC
2024
Advisor Resource Council
Texas
– – -3,352 Closed
SB
2025
Sunflower Bank
Texas
– – -3,195 Closed
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