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Caterpillar
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Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Holding Trade Value Shares
Change 		Shares
Change %
PM
1976
Precept Management
Texas
– -$1.09M -5,000 Closed
SSI
1977
Scott & Selber Inc
Texas
– -$1.05M -4,804 Closed
CCG
1978
Capital CS Group
California
– -$1.02M -4,705 Closed
CFA
1979
Camarda Financial Advisors
Florida
– -$1.02M -4,695 Closed
WBG
1980
Wharton Business Group
Pennsylvania
– -$996K -4,575 Closed
PFM
1981
Patton Fund Management
Texas
– -$988K -4,538 Closed
AC
1982
Arjuna Capital
North Carolina
– -$924K -4,246 Closed
CCM
1983
Campbell Capital Management
Florida
– -$888K -4,080 Closed
WC
1984
Weil Company
California
– -$815K -3,746 Closed
BCP
1985
Blackhawk Capital Partners
Wisconsin
– -$843K -3,636 Closed
GTCM
1986
Gyon Technologies Capital Management
New Jersey
– -$724K -3,327 Closed
WP
1987
WealthShield Partners
North Carolina
– -$621K -2,854 Closed
PAG
1988
Private Advisory Group
Washington
– -$609K -2,798 Closed
RIG
1989
Renaissance Investment Group
Massachusetts
– -$579K -2,661 Closed
GAM
1990
Grandview Asset Management
Pennsylvania
– -$524K -2,406 Closed
WAM
1991
Wolverine Asset Management
Illinois
– -$514K -2,364 Closed
LOAMS
1992
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$511K -2,347 Closed
HR
1993
Hayden Royal
North Carolina
– -$502K -2,309 Closed
WA
1994
Wealth Alliance
New York
– -$491K -2,254 Closed
GSEP
1995
Golden State Equity Partners
California
– -$461K -2,119 Closed
T
1996
TRUADVICE
Florida
– -$444K -2,114 Closed
DTL
1997
Dynamic Technology Lab
Singapore
– -$430K -1,974 Closed
SRC
1998
Shufro Rose & Co
New York
– -$429K -1,973 Closed
GF
1999
Gries Financial
Ohio
– -$387K -1,890 Closed
GWM
2000
GSB Wealth Management
Connecticut
– -$394K -1,810 Closed
78 79
80
81 82