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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Calamos Advisors
176
Calamos Advisors
Illinois
$17.5M -$1.04M -8,784 -6%
SOMRS
177
State of Michigan Retirement System
Michigan
$17.5M +$1.38M +11,610 +9%
Adage Capital Partners
178
Adage Capital Partners
Massachusetts
$17.4M +$3.91M +33,010 +32%
Zurich Cantonal Bank
179
Zurich Cantonal Bank
Switzerland
$17.3M -$1.15M -9,688 -7%
AIM
180
Artemis Investment Management
United Kingdom
$17.3M -$2.78M -23,458 -15%
M&T Bank
181
M&T Bank
New York
$17.2M -$283K -2,386 -2%
Comerica Bank
182
Comerica Bank
Texas
$17.2M +$634K +5,344 +4%
Fifth Third Bancorp
183
Fifth Third Bancorp
Ohio
$17M -$266K -2,247 -2%
GIBU
184
Gulf International Bank (UK)
United Kingdom
$16.9M +$139K +1,175 +0.9%
RHBC
185
R.H. Bluestein & Co
Michigan
$16.6M +$697K +5,878 +5%
Nordea Investment Management
186
Nordea Investment Management
Sweden
$16.6M +$8.06M +68,014 +103%
SCI
187
S&CO Inc
Massachusetts
$16.6M -$9.6K -81 -0.1%
ZCM
188
Ziegler Capital Management
Illinois
$16.6M +$826K +6,968 +6%
ASRS
189
Arizona State Retirement System
Arizona
$16.3M +$3.54M +29,850 +30%
CC
190
Criteria Caixa
Spain
$16.3M +$16.7K +141 +0.1%
CII
191
Capital International Inc
California
$16M +$3.06M +25,811 +26%
SEI Investments
192
SEI Investments
Pennsylvania
$15.9M +$944K +7,966 +7%
Handelsbanken Fonder
193
Handelsbanken Fonder
Sweden
$15.9M +$14.9M +125,411 New
PI
194
PineBridge Investments
New York
$15.7M +$4.52M +38,101 +44%
DnB Asset Management
195
DnB Asset Management
Norway
$15.6M +$527K +4,447 +4%
NPA
196
Nichols & Pratt Advisers
Massachusetts
$15.5M +$124K +1,050 +0.9%
ACM
197
Arosa Capital Management
Florida
$15.5M -$2.52M -21,255 -15%
GT
198
Glenview Trust
Kentucky
$15.3M +$4.59M +38,748 +47%
ALAM
199
Asahi Life Asset Management
Japan
$15.3M -$846K -7,138 -6%
WAS
200
Wesleyan Assurance Society
United Kingdom
$15.2M

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.