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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
RC
176
Randolph Company
Ohio
$16.6M +$16.6M +181,325 New
First Trust Advisors
177
First Trust Advisors
Illinois
$16.2M +$90.2K +986 +0.6%
PI
178
PineBridge Investments
New York
$16M +$4.97M +54,271 +45%
CEP
179
Chicago Equity Partners
Illinois
$15.9M +$1.08M +11,765 +7%
NPA
180
Nichols & Pratt Advisers
Massachusetts
$15.8M -$378K -4,130 -2%
GIBU
181
Gulf International Bank (UK)
United Kingdom
$15.6M +$229K +2,500 +1%
TG
182
TCW Group
California
$15.5M -$12.6M -138,198 -45%
GG
183
Gofen & Glossberg
Illinois
$15.5M -$1.01M -11,045 -6%
ASRS
184
Arizona State Retirement System
Arizona
$15.5M -$494K -5,400 -3%
SAM
185
Shell Asset Management
Netherlands
$15.4M +$1.52M +16,587 +11%
RFC
186
Regions Financial Corp
Alabama
$15.3M -$194K -2,120 -1%
FIM
187
FourPoints Investment Managers
France
$15.3M -$4.51M -49,227 -23%
PP
188
Paloma Partners
Connecticut
$14.9M +$14.2M +155,040 +1,995%
ZIC
189
ZWJ Investment Counsel
Georgia
$14.9M +$740K +8,080 +5%
Massachusetts Financial Services
190
Massachusetts Financial Services
Massachusetts
$14.8M +$370K +4,040 +3%
WT
191
Whittier Trust
California
$14.6M -$317K -3,462 -2%
HIMCH
192
Hartford Investment Management Co (HIMCO)
Connecticut
$14.6M -$340K -3,710 -2%
CTB
193
Country Trust Bank
Illinois
$14.6M +$353K +3,862 +2%
AG
194
Aperio Group
California
$14.5M -$1.34M -14,649 -8%
WIC
195
Willis Investment Counsel
Georgia
$14.4M +$1.04M +11,355 +8%
MSA
196
Mason Street Advisors
Wisconsin
$14.4M -$324K -3,541 -2%
CB
197
Commerce Bank
Missouri
$14.1M +$1.48M +16,187 +12%
IRF
198
IBM Retirement Fund
New York
$14.1M -$66K -721 -0.5%
Arrowstreet Capital
199
Arrowstreet Capital
Massachusetts
$14M +$10.7M +116,596 +318%
ABC
200
Associated Banc-Corp
Wisconsin
$14M -$410K -4,474 -3%
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