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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
Invesco
Georgia
$404M
3
Fidelity International
Fidelity International
Bermuda
$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$494M
5
O
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
Franklin Resources
California
$473M
5
Capital World Investors
Capital World Investors
California
$2.6B
Name Holding Trade Value Shares
Change 		Shares
Change %
1IC
176
1919 Investment Counsel
Maryland
$18.6M -$1.31M -13,155 -7%
FAF
177
Fjarde Ap-fonden
Sweden
$18.2M +$330K +3,316 +2%
GG
178
Gofen & Glossberg
Illinois
$18.1M -$403K -4,157 -2%
GIBU
179
Gulf International Bank (UK)
United Kingdom
$17.8M -$179K -1,797 -1%
ASRS
180
Arizona State Retirement System
Arizona
$17.7M -$407K -4,100 -2%
SAM
181
Scopus Asset Management
New York
$17.6M +$17.6M +177,500 New
HIMCH
182
Hartford Investment Management Co (HIMCO)
Connecticut
$17.4M -$459K -4,622 -3%
BNP Paribas Asset Management
183
BNP Paribas Asset Management
France
$17.2M +$666K +6,698 +4%
LPL Financial
184
LPL Financial
California
$17.1M -$2.64M -26,614 -13%
NPA
185
Nichols & Pratt Advisers
Massachusetts
$17M +$14.9K +150 +0.1%
ABC
186
Associated Banc-Corp
Wisconsin
$17M -$2.33M -23,418 -12%
IRF
187
IBM Retirement Fund
New York
$16.8M -$9.24M -93,107 -35%
EIM
188
ExxonMobil Investment Management
Texas
$16.6M +$138K +1,391 +0.8%
CIS
189
Capital International Sarl
California
$16.5M -$19.9K -200 -0.1%
MSA
190
Mason Street Advisors
Wisconsin
$16.3M -$878K -8,840 -5%
SCI
191
S&CO Inc
Massachusetts
$16.1M -$44.7K -450 -0.3%
MI
192
Markston International
New York
$16.1M -$552K -5,555 -3%
Royal London Asset Management
193
Royal London Asset Management
United Kingdom
$15.8M -$455K -4,284 -3%
AG
194
Aperio Group
California
$15.6M +$15.6M +157,331 New
SFM
195
Systematic Financial Management
New Jersey
$15.4M +$15.4M +154,491 New
CI
196
Capital International
California
$15.3M +$636K +6,400 +4%
ID
197
Integral Derivatives
New York
$15.2M -$8.34M -83,953 -36%
FP
198
Foundry Partners
Minnesota
$15M +$15M +151,325 New
Parallax Volatility Advisers
199
Parallax Volatility Advisers
California
$14.9M +$13.2M +132,841 +787%
AAF
200
Andra AP-fonden
Sweden
$14.8M +$7.07M +71,200 +92%
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