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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
VF
1901
Virtu Financial
New York
– -$1.81M -12,147 Closed
LOAMU
1902
Lombard Odier Asset Management (USA)
New York
– -$1.77M -11,894 Closed
CC
1903
Cedar Capital
Illinois
– -$1.5M -10,071 Closed
GIM
1904
Guardian Investment Management
California
– -$1.49M -10,000 Closed
LSV Asset Management
1905
LSV Asset Management
Illinois
– -$1.46M -9,770 Closed
CCM
1906
CAAS Capital Management
New York
– -$1.24M -8,320 Closed
PI
1907
PEAK6 Investments
Illinois
– -$993K -6,656 Closed
LOAME
1908
Lombard Odier Asset Management (Europe)
United Kingdom
– -$752K -5,043 Closed
PIMG
1909
Patriot Investment Management Group
Tennessee
– -$720K -4,831 Closed
Two Sigma Investments
1910
Two Sigma Investments
New York
– -$668K -4,479 Closed
HI
1911
Horizon Investments
North Carolina
– -$601K -4,052 Closed
QIM
1912
Quantitative Investment Management
Virginia
– -$601K -4,036 Closed
BCB
1913
Brian C. Broderick
– -$564K -3,784 Closed
TCM
1914
Teza Capital Management
Illinois
– -$538K -3,607 Closed
VFP
1915
Verus Financial Partners
Virginia
– -$520K -3,487 Closed
PCM
1916
Prelude Capital Management
New York
– -$502K -3,363 Closed
OFG
1917
OmniStar Financial Group
North Carolina
– -$486K -3,258 Closed
HIS
1918
Harvest Investment Services
Illinois
– -$431K -2,890 Closed
FQ
1919
First Quadrant
California
– -$420K -2,814 Closed
BDF
1920
Balasa Dinverno & Foltz
– -$368K -2,464 Closed
IC
1921
IEQ Capital
California
– -$349K -2,337 Closed
RIM
1922
Rampart Investment Management
Connecticut
– -$320K -2,147 Closed
SRSA
1923
S.R. Schill & Associates
Washington
– -$311K -2,088 Closed
CCMD
1924
Cypress Capital Management (Delaware)
Delaware
– -$309K -2,070 Closed
GAM
1925
Garrison Asset Management
Arkansas
– -$297K -1,990 Closed
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