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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCTC
1876
Perkins Coie Trust Company
Washington
$2K – – –
ADIM
1877
Alpha DNA Investment Management
Maryland
$2K +$2K +14 New
SCP
1878
Syntal Capital Partners
Texas
$1.38K +$2 +13 +0.2%
KIG
1879
Kessler Investment Group
Indiana
$1K – – –
CAM
1880
ClariVest Asset Management
California
$1K – – –
CRI
1881
Colonial River Investments
Virginia
$415 +$415 +2,108 New
SC
1882
Solstein Capital
California
$378 +$139 +750 +58%
FI
1883
Fosun International
China
$374 – – –
TI
1884
tru Independence
Oregon
$120 +$34 +191 +40%
Sanders Capital
1885
Sanders Capital
Florida
– -$937M -6,281,573 Closed
Parallax Volatility Advisers
1886
Parallax Volatility Advisers
California
– -$20.9M -139,839 Closed
CTI
1887
Community Trust & Investment
Kentucky
– -$11.4M -76,387 Closed
Connor, Clark & Lunn Investment Management (CC&L)
1888
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$10.9M -73,368 Closed
GPC
1889
Glen Point Capital
United Kingdom
– -$10.1M -67,600 Closed
Twin Tree Management
1890
Twin Tree Management
Texas
– -$9.55M -64,031 Closed
MC
1891
Martin Currie
United Kingdom
– -$9.12M -61,123 Closed
WCA
1892
Waratah Capital Advisors
Ontario, Canada
– -$5.83M -39,079 Closed
VIA
1893
Vantis Investment Advisers
Florida
– -$4.52M -30,300 Closed
OCM
1894
Olstein Capital Management
New York
– -$4.18M -28,000 Closed
HCMT
1895
Highland Capital Management (Tennessee)
Tennessee
– -$4.11M -27,568 Closed
BAM
1896
Blueshift Asset Management
New Jersey
– -$3.36M -22,531 Closed
IUHSA
1897
Itau Unibanco Holding S.A.
Brazil
– -$3.21M -21,500 Closed
CIM
1898
Chiron Investment Management
New York
– -$2.44M -16,329 Closed
AF
1899
Ally Financial
Michigan
– -$2.24M -15,000 Closed
SIP
1900
Stoneridge Investment Partners
Pennsylvania
– -$1.83M -12,289 Closed
74 75
76
77 78