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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
1851
Perennial Advisors
New York
$12K +$12K +65 New
BA
1852
Bellwether Advisors
Nebraska
$12K +$12K +68 New
LWA
1853
Lowe Wealth Advisors
Maryland
$10K – – –
KFS
1854
Kelly Financial Services
Massachusetts
$9.65K -$2.73K -15 -22%
GSAM
1855
Grant Street Asset Management
Pennsylvania
$9K +$9K +50 New
AS
1856
Altshuler Shaham
Israel
$8K +$8K +42 New
CIA
1857
CSat Investment Advisory
Michigan
$6K -$249K -1,412 -98%
IF
1858
Ironwood Financial
Arizona
$6K – – –
PFA
1859
Professional Financial Advisors
Nebraska
$6K – – –
HFA
1860
Hoover Financial Advisors
Pennsylvania
$6K +$6K +30 New
AFS
1861
Annapolis Financial Services
Maryland
$6K +$6K +34 New
NC
1862
NewSquare Capital
Pennsylvania
$5K -$5K -25 -50%
MIM
1863
Macroview Investment Management
Maryland
$5K – – –
MGIM
1864
M&G Investment Management
United Kingdom
$4.2K -$599 -3,294 -12%
TFM
1865
TFC Financial Management
Massachusetts
$4K – – –
RWG
1866
Regal Wealth Group
California
$4K – – –
LAS
1867
Lloyd Advisory Services
Georgia
$4K – – –
MWA
1868
Moser Wealth Advisors
Washington
$4K – – –
CWM
1869
Cranbrook Wealth Management
Michigan
$4K +$4K +23 New
AFG
1870
Albion Financial Group
Utah
$4K +$4K +23 New
BDWCC
1871
B&D White Capital Company
Texas
$4K +$4K +25 New
CBTWT
1872
Community Bank & Trust (Waco, Texas)
Texas
$3.9K +$243 +1,333 +7%
TCM
1873
TD Capital Management
Tennessee
$3K – – –
Walleye Capital
1874
Walleye Capital
New York
$2.75K +$2.75K +15,086 New
IRAG
1875
Investment Research & Advisory Group
Georgia
$2K – – –
73 74
75
76 77