CAT icon

Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
LS
1826
Leelyn Smith
Illinois
$26K – – –
GFPC
1827
Global Financial Private Client
Florida
$25.7K -$34.6K -190 -57%
FPB
1828
First PREMIER Bank
South Dakota
$23K – – –
MWP
1829
Meridian Wealth Partners
Pennsylvania
$22K +$22K +120 New
RIM
1830
Rockbridge Investment Management
New York
$21K – – –
CH
1831
Canton Hathaway
Rhode Island
$21K +$21K +118 New
CWM
1832
Curi Wealth Management
North Carolina
$21K +$21K +120 New
CA
1833
Crewe Advisors
Utah
$19K -$1.07K -6 -5%
FCM
1834
Firestone Capital Management
Florida
$19K – – –
TIM
1835
Tortoise Investment Management
New York
$19K +$4.52K +25 +31%
BHWM
1836
Bay Harbor Wealth Management
Maryland
$19K +$7.31K +40 +63%
AA
1837
AlphaMark Advisors
Kentucky
$18K -$19.8K -110 -52%
SMG
1838
Spectrum Management Group
Indiana
$18K – – –
TH
1839
TCTC Holdings
Texas
$18K – – –
BWM
1840
Baystate Wealth Management
Massachusetts
$17K – – –
VCM
1841
Versant Capital Management
Arizona
$17K – – –
CMA
1842
Cedar Mountain Advisors
Oregon
$17K – – –
DAC
1843
Dividend Assets Capital
South Carolina
$17K +$17K +93 New
HS
1844
Horan Securities
United States
$15K – – –
FCMT
1845
Founders Capital Management (Texas)
Texas
$15K +$15K +80 New
JG
1846
Jefferies Group
New York
$14.6K -$139K -764 -91%
EWA
1847
Evolution Wealth Advisors
Florida
$14K – – –
FNBOSM
1848
First National Bank of South Miami
Florida
$13K -$2.79K -15 -18%
BC
1849
Belmont Capital
California
$13K – – –
PVH
1850
Psagot Value Holdings
Israel
$13K – – –
72 73
74
75 76