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Caterpillar
CAT

Overview Fund Activity

2,003 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 758 increasing their positions, 734 reducing their positions, and 91 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,003
Holders Change
+120
Holders Change %
+6.37%
% of All Funds
35.27%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
758
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.82B
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$3.36B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$1.71B
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$249M
5
ZIG
5
Zurich Insurance Group
Switzerland
$123M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.14B
2
Primecap Management
2
Primecap Management
California
$854M
3
Gates Foundation Trust
3
Gates Foundation Trust
Washington
$2.36B
4
Citadel Advisors
4
Citadel Advisors
Florida
$56M
5
Harris Associates
5
Harris Associates
Illinois
$394M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
1726
Alesco Advisors
New York
$251K +$251K +1,084 New
GKWIM
1727
Gerber Kawasaki Wealth & Investment Management
California
$250K +$250K +1,082 New
BHTS
1728
Bar Harbor Trust Services
Maine
$249K -$5.79K -25 -2%
SCM
1729
Silvant Capital Management
Georgia
$249K – – –
MPM
1730
Meritage Portfolio Management
Kansas
$249K +$249K +1,075 New
IFAM
1731
Institutional & Family Asset Management
Colorado
$248K +$1.16K +5 +0.5%
OPTFSNA
1732
Old Point Trust & Financial Services N A
Virginia
$248K +$248K +1,070 New
BG
1733
Benedetti & Gucer
Georgia
$248K +$248K +1,071 New
SCM
1734
Salem Capital Management
Massachusetts
$247K +$247K +1,066 New
FWP
1735
Firethorn Wealth Partners
Georgia
$246K +$246K +1,060 New
MJRIC
1736
Mogy Joel R Investment Counsel
California
$246K +$246K +1,060 New
W
1737
Wealthquest
Ohio
$246K +$246K +1,065 New
IBOK
1738
Independence Bank of Kentucky
Kentucky
$245K -$22.1K -95 -8%
PP
1739
PDS Planning
Ohio
$245K +$245K +1,057 New
CAWM
1740
Capital Advisors Wealth Management
Washington
$245K +$245K +1,058 New
TIM
1741
Total Investment Management
Arizona
$244K +$6.97K +60 +3%
MSFP
1742
Mark Sheptoff Financial Planning
Connecticut
$244K +$203K +875 +494%
ERWM
1743
Elk River Wealth Management
Colorado
$244K +$244K +1,053 New
SWM
1744
Selective Wealth Management
Virginia
$243K – – –
MCM
1745
Mengis Capital Management
Oregon
$242K +$242K +1,047 New
FG
1746
Fiduciary Group
Georgia
$241K – – –
SFP
1747
Sterling Financial Planning
New Jersey
$237K -$47.5K -205 -17%
IFS
1748
Ifrah Financial Services
Arkansas
$237K +$237K +1,020 New
TA
1749
TFG Advisers
Michigan
$235K -$84.5K -364 -26%
JIC
1750
Joel Isaacson & Co
New York
$235K +$235K +1,012 New
68 69
70
71 72