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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
WIM
1726
Westside Investment Management
California
$109K +$81 +1 +0.1%
CWC
1727
Carolinas Wealth Consulting
North Carolina
$109K +$27.3K +151 +33%
LGA
1728
Lebenthal Global Advisors
New York
$109K +$109K +600 New
LWANC
1729
Laurel Wealth Advisors (North Carolina)
North Carolina
$104K +$5.47K +30 +6%
LWA
1730
Lenox Wealth Advisors
New York
$103K +$5.46K +30 +6%
DI
1731
Disciplined Investments
Oklahoma
$98K – – –
ED
1732
Exane Derivatives
France
$95.9K +$95.9K +527 New
BWA
1733
Burt Wealth Advisors
Maryland
$95K – – –
LFG
1734
Larson Financial Group
Missouri
$94K -$168K -928 -64%
ECM
1735
Estabrook Capital Management
New York
$91K – – –
PO
1736
Private Ocean
California
$91K -$27.3K -150 -23%
PS
1737
Planned Solutions
California
$91K – – –
MRCM
1738
M&R Capital Management
New Jersey
$91K – – –
BWM
1739
Birchcreek Wealth Management
Ohio
$91K +$91K +500 New
FRA
1740
Front Row Advisors
California
$89K – – –
FEG
1741
Financial Enhancement Group
Indiana
$88K – – –
NFSG
1742
Newbridge Financial Services Group
Florida
$87K +$364 +2 +0.4%
AW
1743
Avion Wealth
Texas
$85K – – –
SWA
1744
SOA Wealth Advisors
New York
$84K +$84K +426 New
AWM
1745
AllSquare Wealth Management
New York
$82K – – –
HWM
1746
HighMark Wealth Management
Minnesota
$81K – – –
GWS
1747
Glassman Wealth Services
Virginia
$81K +$9.08K +50 +13%
VCG
1748
Vantage Consulting Group
Virginia
$79K +$79K +436 New
SIAG
1749
Safeguard Investment Advisory Group
California
$77K +$77K +424 New
JPLA
1750
Joseph P. Lucia & Associates
New York
$76K +$76K +419 New
68 69
70
71 72