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Caterpillar

2,709 hedge funds and large institutions have $128B invested in Caterpillar in 2024 Q1 according to their latest regulatory filings, with 259 funds opening new positions, 947 increasing their positions, 1,089 reducing their positions, and 89 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 259 | Existing positions closed: 89

27% more funds holding in top 10

Funds holding in top 10: 7393 (+20)

20% more capital invested

Capital invested by funds: $107B → $128B (+$21B)

5% more funds holding

Funds holding: 2,5792,709 (+130)

9% less call options, than puts

Call options by funds: $5B | Put options by funds: $5.46B

1.12% less ownership

Funds ownership: 71.03%69.91% (-1.1%)

13% less repeat investments, than reductions

Existing positions increased: 947 | Existing positions reduced: 1,089

Holders
2,709
Holders Change
+130
Holders Change %
+5.04%
% of All Funds
39.02%
Holding in Top 10
93
Holding in Top 10 Change
+20
Holding in Top 10 Change %
+27.4%
% of All Funds
1.34%
New
259
Increased
947
Reduced
1,089
Closed
89
Calls
$5B
Puts
$5.46B
Net Calls
-$469M
Net Calls Change
-$116M
Name Holding Trade Value Shares
Change
Change in
Stake
Handelsbanken Fonder
151
Handelsbanken Fonder
Sweden
$64.3M +$3.93M +12,308 +8%
RAM
152
Resona Asset Management
Japan
$64.1M +$55.9M +174,893 New
Mackenzie Financial
153
Mackenzie Financial
Ontario, Canada
$63.9M -$1.87M -5,865 -3%
IIM
154
INTECH Investment Management
Florida
$59.4M +$34.3M +107,170 +195%
FWIA
155
Fort Washington Investment Advisors
Ohio
$59.2M -$9.06M -28,347 -15%
Teacher Retirement System of Texas
156
Teacher Retirement System of Texas
Texas
$59.1M -$1.41M -4,404 -3%
FCI
157
Financial Counselors Inc
Kansas
$59M -$2.38M -7,461 -4%
GIA
158
Gateway Investment Advisers
Ohio
$59M -$2.12M -6,634 -4%
CDH
159
Charles D. Hyman
$58.8M -$86.3K -270 -0.2%
HNB
160
Huntington National Bank
Ohio
$58.1M -$807K -2,525 -2%
Axa
161
Axa
France
$57.9M -$19.2M -60,215 -25%
Nisa Investment Advisors
162
Nisa Investment Advisors
Missouri
$56.1M -$2.11M -6,608 -4%
TAM
163
Tocqueville Asset Management
New York
$55.7M -$1.73M -5,425 -3%
FAF
164
Första AP-fonden
Sweden
$55.7M +$9.24M +28,900 +23%
MML Investors Services
165
MML Investors Services
Massachusetts
$55.3M -$2.18M -6,834 -4%
AIG
166
American International Group
New York
$55.3M -$629K -1,969 -1%
Calamos Advisors
167
Calamos Advisors
Illinois
$55.1M -$1.21M -3,783 -2%
KAS
168
Kestra Advisory Services
Texas
$54.5M +$4.5M +14,094 +10%
Robeco Institutional Asset Management
169
Robeco Institutional Asset Management
Netherlands
$53.6M +$8.07M +25,237 +21%
ASRS
170
Arizona State Retirement System
Arizona
$53.5M +$820K +2,565 +2%
CII
171
Capital International Inc
California
$53.4M +$1.98M +6,207 +4%
Squarepoint
172
Squarepoint
New York
$52.7M +$29M +90,828 +171%
KeyBank National Association
173
KeyBank National Association
Ohio
$52.1M -$5.43K -17 -0%
Federated Hermes
174
Federated Hermes
Pennsylvania
$51.8M -$10.9M -34,018 -19%
SOMRS
175
State of Michigan Retirement System
Michigan
$51.1M -$63.9K -200 -0.1%

CAT Hedge Fund Activity: Q1 2024 in Review

2,709 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2024, worth a combined $128B — up 20% from $107B a quarter earlier.

Buyers outnumbered sellers: 259 funds opened new CAT positions and 89 closed out — a net gain of 170 holders — while 947 added to existing stakes and 1,089 trimmed.

The largest buyer was Barclays, adding an estimated $284M. The largest seller was Morgan Stanley, cutting an estimated $2.3B.

  • 2,709 institutional investors held Caterpillar (CAT) as of Q1 2024, up from 2,579 in Q4 2023.
  • Funds reported $128B of Caterpillar stock for Q1 2024, up 20% quarter-over-quarter.
  • 259 funds opened new Caterpillar positions in Q1 2024 and 89 closed out, a net change of +170 holders.
  • The largest Caterpillar buyer in Q1 2024 was Barclays, an estimated $284M added.
  • The largest Caterpillar seller in Q1 2024 was Morgan Stanley, an estimated $2.3B sold.

Based on aggregated 13F filings for Q1 2024.