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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
$305M
2
Bank of America
Bank of America
North Carolina
$1.41B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$1.65B
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$486M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
$2.52M
2
State Street
State Street
Massachusetts
$10.3B
3
VOYA Investment Management
VOYA Investment Management
Georgia
$89M
4
DZ Bank
DZ Bank
Germany
$312M
5
BlackRock
BlackRock
New York
$9.06B
Name Holding Trade Value Shares
Change 		Shares
Change %
Russell Investments Group
151
Russell Investments Group
United Kingdom
$49M -$11.4M -41,677 -19%
Wellington Management Group
152
Wellington Management Group
Massachusetts
$48M -$47.4M -173,465 -50%
D.E. Shaw & Co
153
D.E. Shaw & Co
New York
$47.2M -$101M -368,987 -68%
HNB
154
Huntington National Bank
Ohio
$46.5M -$6.11M -22,382 -12%
OIAM
155
OFI Invest Asset Management
France
$46.3M +$15.6M +60,558 +51%
NA
156
NewEdge Advisors
Louisiana
$46.1M +$27.7M +101,569 +151%
Allspring Global Investments
157
Allspring Global Investments
North Carolina
$46M -$8.23M -30,136 -15%
Federated Hermes
158
Federated Hermes
Pennsylvania
$45.7M +$4.83M +17,689 +12%
GIA
159
Gateway Investment Advisers
Ohio
$45.7M -$244K -892 -0.5%
Creative Planning
160
Creative Planning
Kansas
$45.6M +$1.36M +4,988 +3%
MNG
161
Manning & Napier Group
New York
$44.7M -$891K -3,263 -2%
O
162
Ossiam
France
$44.6M +$44.4M +162,642 +18,193%
CDH
163
Charles D. Hyman
$44.5M +$345K +1,262 +0.8%
Canada Pension Plan Investment Board
164
Canada Pension Plan Investment Board
Ontario, Canada
$44.5M +$31.6M +115,900 +246%
QP
165
Quilter Plc
United Kingdom
$44.4M -$933K -935 -2%
CTB
166
Country Trust Bank
Illinois
$43.9M -$7.56M -27,702 -15%
Nisa Investment Advisors
167
Nisa Investment Advisors
Missouri
$43.8M -$962K -3,523 -2%
ICG
168
InterOcean Capital Group
Tennessee
$43.8M +$4.84M +17,711 +12%
ASC
169
Atalanta Sosnoff Capital
New York
$43.8M +$2.13M +7,820 +5%
RCW
170
Rheos Capital Works
Japan
$43.7M – – –
TAM
171
Tocqueville Asset Management
New York
$43.6M -$4.64M -17,001 -10%
Calamos Advisors
172
Calamos Advisors
Illinois
$42.7M – – –
RG
173
Rathbones Group
United Kingdom
$41.9M +$3.78M +13,834 +10%
SSA
174
Schonfeld Strategic Advisors
New York
$41.7M +$41M +150,113 +6,000%
AIG
175
American International Group
New York
$41.6M -$382K -1,401 -0.9%
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