CAT icon

Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nisa Investment Advisors
151
Nisa Investment Advisors
Missouri
$32.3M +$45.5K +250 +0.1%
DekaBank Deutsche Girozentrale
152
DekaBank Deutsche Girozentrale
Germany
$32.2M +$1.9M +10,598 +6%
HIMC
153
Heritage Investors Management Corp
Maryland
$32.1M -$1.37M -7,547 -4%
OSAM
154
O'Shaughnessy Asset Management
Connecticut
$31.6M -$21.7M -119,094 -41%
State of Tennessee, Department of Treasury
155
State of Tennessee, Department of Treasury
Tennessee
$31.5M -$2.16M -11,847 -6%
Alyeska Investment Group
156
Alyeska Investment Group
Illinois
$31.4M +$27.1M +148,676 +627%
WRF
157
Waddell & Reed Financial
Kansas
$31.1M -$1.28M -7,020 -4%
FCI
158
Financial Counselors Inc
Kansas
$30.7M +$1.82M +10,004 +6%
MPMG
159
Minneapolis Portfolio Management Group
Minnesota
$30.5M -$354K -1,944 -1%
KeyBank National Association
160
KeyBank National Association
Ohio
$30.5M -$177K -974 -0.6%
FAF
161
Fjarde Ap-fonden
Sweden
$30.2M -$164K -900 -0.5%
Nomura Asset Management
162
Nomura Asset Management
Japan
$29.9M -$1.47M -8,066 -5%
CC
163
Criteria Caixa
Spain
$29.6M +$6.1M +33,526 +26%
ACI
164
AMP Capital Investors
Australia
$29.6M -$528K -2,933 -2%
GC
165
Guggenheim Capital
Illinois
$28.9M -$6.11M -33,570 -17%
CB
166
Commerce Bank
Missouri
$28.8M +$290K +1,594 +1%
UCFA
167
United Capital Financial Advisors
Texas
$28.7M -$387K -2,128 -1%
ASRS
168
Arizona State Retirement System
Arizona
$28.4M -$1.52M -8,352 -5%
Cambridge Investment Research Advisors
169
Cambridge Investment Research Advisors
Iowa
$28.4M +$470K +2,581 +2%
RHBC
170
R.H. Bluestein & Co
Michigan
$28.1M +$3.29M +18,083 +13%
SEI Investments
171
SEI Investments
Pennsylvania
$28M +$1.05M +5,754 +4%
DnB Asset Management
172
DnB Asset Management
Norway
$27.9M +$6.48M +35,623 +30%
CDH
173
Charles D. Hyman
$27.8M +$5.83K +32 +0%
ELC
174
Edgar Lomax Company
Virginia
$27.5M -$491K -2,700 -2%
Creative Planning
175
Creative Planning
Kansas
$27.3M -$1.02M -5,628 -4%
5 6
7
8 9