CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
$384M
2
Capital International Investors
Capital International Investors
California
$575M
3
Invesco
Invesco
Georgia
$399M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
Capital World Investors
California
$175M
3
Primecap Management
Primecap Management
California
$904M
4
Ameriprise
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ACI
151
AMP Capital Investors
Australia
$19.4M -$3.5M -31,319 -15%
CB
152
Commerce Bank
Missouri
$19M +$149K +1,285 +0.8%
ABC
153
Associated Banc-Corp
Wisconsin
$18.7M +$1.06M +9,145 +6%
FAF
154
Fjarde Ap-fonden
Sweden
$17.9M -$1.79M -15,400 -9%
Skandinaviska Enskilda Banken (SEB)
155
Skandinaviska Enskilda Banken (SEB)
Sweden
$17.9M +$6.26M +53,907 +54%
Cambridge Investment Research Advisors
156
Cambridge Investment Research Advisors
Iowa
$17.6M +$121K +1,042 +0.7%
DekaBank Deutsche Girozentrale
157
DekaBank Deutsche Girozentrale
Germany
$17.5M +$6.13K +55 +0%
Caisse de Depot et Placement du Quebec (CDPQ)
158
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$17.5M +$3.66M +31,500 +26%
VRS
159
Virginia Retirement Systems
Virginia
$17.2M -$11.6K -100 -0.1%
Calamos Advisors
160
Calamos Advisors
Illinois
$17.1M -$1.5M -12,964 -8%
Zurich Cantonal Bank
161
Zurich Cantonal Bank
Switzerland
$17M +$1.64M +14,096 +11%
QAM
162
QCI Asset Management
New York
$16.9M +$16.9M +145,961 +339,444%
ELC
163
Edgar Lomax Company
Virginia
$16.7M +$16.7M +144,125 New
ACM
164
Arosa Capital Management
Florida
$16.7M +$10.8M +93,488 +187%
MIS
165
Morningstar Investment Services
Illinois
$16.5M +$16.5M +148,045 New
MIM
166
MetLife Investment Management
New Jersey
$16.5M -$506K -4,358 -3%
GAM
167
Gotham Asset Management
New York
$16.5M -$2.32M -19,961 -12%
CDH
168
Charles D. Hyman
$16.5M -$465K -4,004 -3%
LCS
169
Levin Capital Strategies
New York
$16.1M +$4.01M +34,527 +33%
GF
170
Gabelli Funds
New York
$16.1M – – –
MHC
171
Meyer Handelman Company
New York
$16.1M -$104K -900 -0.6%
M&T Bank
172
M&T Bank
New York
$16.1M -$389K -3,354 -2%
Fifth Third Bancorp
173
Fifth Third Bancorp
Ohio
$15.8M -$295K -2,546 -2%
FCI
174
Financial Counselors Inc
Kansas
$15.5M -$1.56M -13,448 -9%
6M
175
6 Meridian
Kansas
$15.4M +$7.53M +64,916 +96%
5 6
7
8 9