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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
DekaBank Deutsche Girozentrale
151
DekaBank Deutsche Girozentrale
Germany
$22.2M -$1.57M -16,789 -7%
Neuberger Berman Group
152
Neuberger Berman Group
New York
$22.2M -$1.84M -20,103 -8%
MG
153
Markel Group
Virginia
$22.1M – – –
MHC
154
Meyer Handelman Company
New York
$22M -$9.15K -100 -0%
AQR Capital Management
155
AQR Capital Management
Connecticut
$21.7M +$13.8M +150,626 +174%
TPSF
156
Texas Permanent School Fund
Texas
$21.1M -$1.25M -13,637 -6%
TSU
157
TD Securities (USA)
New York
$21M +$941K +10,276 +5%
AIMCA
158
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$20.7M +$16.1M +175,900 +350%
Macquarie Group
159
Macquarie Group
Australia
$19.8M +$251K +2,745 +1%
Parallax Volatility Advisers
160
Parallax Volatility Advisers
California
$19.7M -$7.86M -85,870 -29%
CS
161
Candriam SCA
Luxembourg
$19.6M +$19.6M +214,039 New
RFC
162
Russell Frank Company
Washington
$19.5M +$9.45M +102,013 +94%
OI
163
Oakbrook Investments
Illinois
$19M +$1.79M +19,597 +10%
Public Sector Pension Investment Board (PSP Investments)
164
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$18.8M -$2.42M -26,400 -11%
Nisa Investment Advisors
165
Nisa Investment Advisors
Missouri
$18.6M +$540K +5,900 +3%
ALA
166
Atherton Lane Advisers
California
$18.1M +$557K +6,081 +3%
ACI
167
AMP Capital Investors
Australia
$18M +$315K +3,400 +2%
HIMC
168
Heritage Investors Management Corp
Maryland
$17.9M +$241K +2,634 +1%
PRA
169
Parametric Risk Advisors
Connecticut
$17.7M +$726K +7,936 +4%
FWCM
170
Ferguson Wellman Capital Management
Oregon
$17.6M -$1.39M -15,190 -7%
National Pension Service
171
National Pension Service
South Korea
$17.5M -$3.07M -33,562 -15%
Public Employees Retirement Association of Colorado
172
Public Employees Retirement Association of Colorado
Colorado
$17.4M -$1.04M -11,390 -6%
BHC
173
Bowen Hanes & Co
Florida
$17.3M -$1.92M -21,025 -10%
Commonwealth Equity Services
174
Commonwealth Equity Services
Massachusetts
$17.3M +$1.75M +19,157 +11%
MAA
175
Matrix Asset Advisors
New York
$16.7M +$98.9K +1,081 +0.6%
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