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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$305M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
4
Goldman Sachs
New York
$538M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
4
State Street
Massachusetts
$6.09B
5
Morgan Stanley
5
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
Public Employees Retirement Association of Colorado
151
Public Employees Retirement Association of Colorado
Colorado
$19.9M -$1.23M -13,595 -6%
SC
152
Sculptor Capital
New York
$19.1M -$2.2M -24,174 -10%
ProShare Advisors
153
ProShare Advisors
Maryland
$19M +$8.49M +93,503 +81%
RFC
154
Regions Financial Corp
Alabama
$18.7M -$170K -1,874 -0.9%
MAA
155
Matrix Asset Advisors
New York
$18.3M +$2.11M +23,226 +13%
1IC
156
1919 Investment Counsel
Maryland
$18.2M -$1.02M -11,239 -5%
LPL Financial
157
LPL Financial
California
$18.1M -$3.2M -35,219 -15%
Commonwealth Equity Services
158
Commonwealth Equity Services
Massachusetts
$18M +$1.18M +12,964 +7%
ALA
159
Atherton Lane Advisers
California
$17.7M -$1.14M -12,538 -6%
ABC
160
Associated Banc-Corp
Wisconsin
$17.6M -$2.37M -26,080 -12%
HIMC
161
Heritage Investors Management Corp
Maryland
$17.5M +$365K +4,020 +2%
Fifth Third Bancorp
162
Fifth Third Bancorp
Ohio
$17.4M -$405K -4,464 -2%
GG
163
Gofen & Glossberg
Illinois
$17.3M -$631K -6,949 -4%
Nisa Investment Advisors
164
Nisa Investment Advisors
Missouri
$17M -$2.03M -22,400 -11%
WT
165
Whittier Trust
California
$16.8M +$2.2M +24,190 +15%
Citadel Advisors
166
Citadel Advisors
Florida
$16.5M -$14.9M -163,589 -47%
ASRS
167
Arizona State Retirement System
Arizona
$16.5M -$454K -5,000 -3%
GIBU
168
Gulf International Bank (UK)
United Kingdom
$16.4M +$16.4M +180,984 New
HCM
169
Herndon Capital Management
Georgia
$16.3M -$81.2M -894,397 -83%
HIMCH
170
Hartford Investment Management Co (HIMCO)
Connecticut
$16.3M -$902K -9,936 -5%
FAF
171
Fjarde Ap-fonden
Sweden
$16.3M -$1.38M -15,195 -8%
Korea Investment Corp
172
Korea Investment Corp
South Korea
$15.7M -$2.04M -22,500 -11%
MSA
173
Mason Street Advisors
Wisconsin
$15.7M -$3.77M -41,548 -19%
Federated Hermes
174
Federated Hermes
Pennsylvania
$15.5M -$2.17M -23,939 -12%
NPA
175
Nichols & Pratt Advisers
Massachusetts
$15.5M -$224K -2,465 -1%
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