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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
PGAM
1651
Princeton Global Asset Management
New Jersey
$204 +$48 +327 +31%
SHWM
1652
Silicon Hills Wealth Management
Texas
$114 +$114 +3 New
AC
1653
Asio Capital
Kentucky
$91 +$91 +622 New
LS
1654
Leelyn Smith
Illinois
$21 +$21 +143 New
SH
1655
SeaTown Holdings
Singapore
– -$21.6M -171,240 Closed
VCM
1656
Voleon Capital Management
California
– -$17.3M -137,000 Closed
Assenagon Asset Management
1657
Assenagon Asset Management
Luxembourg
– -$12.4M -97,996 Closed
Lord, Abbett & Co
1658
Lord, Abbett & Co
New Jersey
– -$9.37M -74,200 Closed
Tudor Investment Corp
1659
Tudor Investment Corp
Connecticut
– -$8.61M -68,149 Closed
QFA
1660
Quattro Financial Advisors
Texas
– -$4.55M -38,379 Closed
Squarepoint
1661
Squarepoint
New York
– -$4.02M -31,862 Closed
CCG
1662
Chatham Capital Group
Georgia
– -$2.96M -23,411 Closed
PG
1663
Pendal Group
Australia
– -$2.84M -22,504 Closed
ATIA
1664
American Trust Investment Advisors
New Hampshire
– -$2.38M -18,809 Closed
EF
1665
Empowered Funds
Pennsylvania
– -$2.3M -18,211 Closed
TEE
1666
Tibra Equities Europe
United Kingdom
– -$2.24M -17,700 Closed
GCM
1667
Gladius Capital Management
Illinois
– -$2.19M -17,306 Closed
ACPU
1668
Arrowgrass Capital Partners (US)
Delaware
– -$2.11M -16,713 Closed
BL
1669
BFSG LLC
California
– -$1.78M -14,825 Closed
TCM
1670
Teza Capital Management
Illinois
– -$1.8M -14,266 Closed
Qube Research & Technologies (QRT)
1671
Qube Research & Technologies (QRT)
United Kingdom
– -$1.8M -14,232 Closed
RCG
1672
Rock Creek Group
District of Columbia
– -$1.76M -13,969 Closed
Walleye Trading
1673
Walleye Trading
New York
– -$1.75M -13,873 Closed
HT
1674
HAP Trading
New York
– -$1.69M -13,374 Closed
LCM
1675
Landscape Capital Management
New Jersey
– -$1.64M -13,014 Closed
65 66
67
68 69