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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
$384M
2
Capital International Investors
Capital International Investors
California
$575M
3
Invesco
Invesco
Georgia
$399M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
Capital World Investors
California
$175M
3
Primecap Management
Primecap Management
California
$904M
4
Ameriprise
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EBT
1601
Enterprise Bank & Trust
Massachusetts
– -$258K -1,749 Closed
GFS
1602
GYL Financial Synergies
Connecticut
– -$256K -1,736 Closed
PI
1603
Pettee Investors
Connecticut
– -$252K -1,707 Closed
ISWM
1604
Independent Solutions Wealth Management
New York
– -$252K -1,706 Closed
SIC
1605
Shoker Investment Counsel
Ohio
– -$251K -1,702 Closed
BIAS
1606
Beacon Investment Advisory Services
New Jersey
– -$251K -1,700 Closed
NCM
1607
Novare Capital Management
North Carolina
– -$249K -1,687 Closed
KP
1608
Keel Point
Alabama
– -$248K -1,680 Closed
FSC
1609
Full Sail Capital
Oklahoma
– -$234K -1,678 Closed
TA
1610
TFG Advisers
Michigan
– -$247K -1,676 Closed
SFG
1611
Sunburst Financial Group
Alabama
– -$247K -1,674 Closed
CIP
1612
Convergence Investment Partners
Florida
– -$246K -1,668 Closed
BW
1613
Bison Wealth
Georgia
– -$246K -1,664 Closed
HCM
1614
Hilton Capital Management
New York
– -$246K -1,663 Closed
GAM
1615
Gould Asset Management
California
– -$245K -1,660 Closed
CBFP
1616
Cedar Brook Financial Partners
Ohio
– -$244K -1,650 Closed
VLC
1617
Van Leeuwen & Company
New Jersey
– -$243K -1,645 Closed
AMM
1618
American Money Management
California
– -$243K -1,644 Closed
SFG
1619
StrategIQ Financial Group
Indiana
– -$242K -1,637 Closed
AAM
1620
American Asset Management
Florida
– -$242K -1,636 Closed
Rafferty Asset Management
1621
Rafferty Asset Management
New York
– -$241K -1,631 Closed
GLI
1622
Guardian Life Insurance
New York
– -$240K -1,628 Closed
AC
1623
Addison Capital
Pennsylvania
– -$240K -1,628 Closed
BB
1624
Bell Bank
North Dakota
– -$240K -1,627 Closed
CA
1625
Claro Advisors
Massachusetts
– -$239K -1,621 Closed
63 64
65
66 67