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Caterpillar
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Overview Fund Activity

1,540 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 518 increasing their positions, 629 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,540
Holders Change
+55
Holders Change %
+3.7%
% of All Funds
31.65%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
518
Reduced
629
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M

Top Buyers

1
Capital International Investors
1
Capital International Investors
California
$956M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$519M
3
Macquarie Group
3
Macquarie Group
Australia
$670M
4
BlackRock
4
BlackRock
New York
$4.54B
5
Citadel Advisors
5
Citadel Advisors
Florida
$130M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$563M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$5.94B
3
LSV Asset Management
3
LSV Asset Management
Illinois
$74.6M
4
Primecap Management
4
Primecap Management
California
$791M
5
Sanders Capital
5
Sanders Capital
Florida
$780M
Name Holding Trade Value Shares
Change 		Shares
Change %
ERIM
1576
Eagle Ridge Investment Management
Connecticut
– -$410K -3,533 Closed
RSWM
1577
Robertson Stephens Wealth Management
California
– -$401K -3,455 Closed
LWP
1578
Legacy Wealth Partners
California
– -$395K -3,400 Closed
AAMC
1579
Asset Allocation & Management Company
Illinois
– -$360K -3,100 Closed
TFA
1580
Teamwork Financial Advisors
Texas
– -$359K -3,093 Closed
USGIU
1581
U.S. Global Investors (USGI)
Texas
– -$351K -3,026 Closed
DAM
1582
Doheny Asset Management
California
– -$436K -2,950 Closed
OFS
1583
OneAscent Financial Services
Alabama
– -$332K -2,860 Closed
WDA
1584
Wendell David Associates
New Hampshire
– -$319K -2,753 Closed
CP
1585
Camelot Portfolios
Ohio
– -$306K -2,636 Closed
CC
1586
Cadinha & Co
Hawaii
– -$305K -2,627 Closed
TCOK
1587
Trust Company of Kansas
Kansas
– -$303K -2,614 Closed
BCWM
1588
Blue Chip Wealth Management
Florida
– -$297K -2,564 Closed
GH
1589
GAM Holding
Switzerland
– -$296K -2,547 Closed
F
1590
F3Logic
Minnesota
– -$286K -2,428 Closed
AAM
1591
Augustine Asset Management
Florida
– -$271K -2,337 Closed
MFG
1592
Magnus Financial Group
New York
– -$269K -2,318 Closed
BJL
1593
Brighton Jones LLC
Washington
– -$261K -2,250 Closed
WCA
1594
Windsor Creek Advisors
Vermont
– -$255K -2,196 Closed
TCA
1595
Transcend Capital Advisors
New Jersey
– -$252K -2,175 Closed
LOAMS
1596
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$252K -2,172 Closed
HEIP
1597
Hudson Edge Investment Partners
New Jersey
– -$252K -2,170 Closed
VAM
1598
Verity Asset Management
North Carolina
– -$252K -2,168 Closed
BPB
1599
Badgley, Phelps & Bell
Washington
– -$251K -2,167 Closed
TC
1600
TAP Consulting
Missouri
– -$251K -2,165 Closed
62 63
64
65 66