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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
1576
Two Sigma Investments
New York
-$597K -5,039 Closed
TFS
1577
Thoroughbred Financial Services
Tennessee
-$478K -4,116 Closed
HC
1578
HNP Capital
New York
-$434K -3,947 Closed
IC
1579
IEQ Capital
California
-$451K -3,885 Closed
PWM
1580
Perigon Wealth Management
California
-$468K -3,741 Closed
ERIM
1581
Eagle Ridge Investment Management
Connecticut
-$410K -3,533 Closed
RSWM
1582
Robertson Stephens Wealth Management
California
-$401K -3,455 Closed
LWPC
1583
Legacy Wealth Partners (California)
California
-$395K -3,400 Closed
AAMC
1584
Asset Allocation & Management Company
Illinois
-$360K -3,100 Closed
TFA
1585
Teamwork Financial Advisors
Texas
-$359K -3,093 Closed
USGIU
1586
U.S. Global Investors (USGI)
Texas
-$351K -3,026 Closed
DAM
1587
Doheny Asset Management
California
-$436K -2,950 Closed
OFS
1588
OneAscent Financial Services
Alabama
-$332K -2,860 Closed
WDA
1589
Wendell David Associates
New Hampshire
-$319K -2,753 Closed
CP
1590
Camelot Portfolios
Ohio
-$306K -2,636 Closed
CC
1591
Cadinha & Co
Hawaii
-$305K -2,627 Closed
TCOK
1592
Trust Company of Kansas
Kansas
-$303K -2,614 Closed
BCWM
1593
Blue Chip Wealth Management
Florida
-$297K -2,564 Closed
GH
1594
GAM Holding
Switzerland
-$296K -2,547 Closed
F
1595
F3Logic
Minnesota
-$286K -2,428 Closed
AAM
1596
Augustine Asset Management
Florida
-$271K -2,337 Closed
MFG
1597
Magnus Financial Group
New York
-$269K -2,318 Closed
BJL
1598
Brighton Jones LLC
Washington
-$261K -2,250 Closed
WCA
1599
Windsor Creek Advisors
Vermont
-$255K -2,196 Closed
TCA
1600
Transcend Capital Advisors
New Jersey
-$252K -2,175 Closed

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.